Various Fillable Forms
KRIEGER & PRAGER, LLP www.kplawfirm.com 39 Broadway, Suite 920, New York, NY 10006 Tel: (212) 363-2900 - Fax: (212) 363-2999 MEMORANDUM TO: FROM: DATE: SUBJECT: Our Clients and Colleagues Samuel M. Krieger, Esq. July 2011 Expanded SEC Registration Requirements for Private Fund Advisers and Foreign Private Advisers OVERVIEW The recently adopted United States financial reform legislation (popularly known as the Dodd-Frank Act) provides for a new layer of regulation by the United States Securities Morecertain registration and reporting forms.1. Certain of the rules implement disclosure requirements for advisers to private funds that are separate and distinct from ... Less
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