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Forms
OTP Holder and OTP Firm Administrative Procedures - Rules 2
Amend Rule 14
Form 19b-4 - Archipelago
3 of 51
Registration Form What they're saying - Archipelago
(the Exchange), through its wholly-owned subsidiary
PCX Weekly Bulletin 06-28 - NYSE Arca Equities
Proposal to clarify the language in Rule 6
Weekly Bulletin - NYSE Arca Equities
Proposed Rule Change by NYSE Arca
Options Regulatory
Last Name Kissane
Form 19b-4. 5th European Union- Mexico Joint Committee minute
1. Annual Compliance Acknowledgement Form
Date 01122007
See also Rule 0-3 under
PCX Weekly Bulletin 05-36.doc
Extension of One-Dollar Strike Pilot Program
Assistant General Counsel
Date 05152007
StateShares Exchange Traded Funds
Last Name Cavalier
OTP Capitalization
6. Outside Brokerage Securities Account ID Form
SR-FINRA-2017-007 - Text of the Proposed Rule Change
NYSEAmex RBO-12-15 Electronic Blue Sheets with Attachments.pdf
NYSEArca-RBE-12-09 With Attachments.pdf
Last Name Angstadt
PowerShares hardware Telecomm Water Information Circular 12052005.DOC. Impact of a Federal Government Shutdown on the Thrift Savings Plan
Form 19b-4. Subject:
Proposal to list and trade iShares COMEX Gold Trust
iShares FTSE EPRA NAREIT Asia Index Fund
Fee Schedule Revisions
Exempts limited partnerships from shareholder approval requirements
Glenn H Gsell
XML - US Government Publishing Office
Individuals Barred by FINRA - AFINRA.org
Form 19b-4. Impact of a Federal Government Shutdown on the Thrift Savings Plan
Proposal to waive listing fees for certain dually listed companies
Steven Matlin
Obvious Errors in Options Transactions
Global Legal Department
SPDRs Trading Sessions - Rule 7
SR-NYSEArca-2006-56
SR-NYSEArca-2007-03 - NYSE: NYSE Arca
SR-NYSEArca-2006-53
38 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D
SR-NYSEArca-2007-18 - NYSE Arca Equities
Royalty and Booth Fees
20549 Form 19b-4 Page 1 of 13 File No
SR-NYSEArca-2007-38 Amendment 1 - NYSE: NYSE Arca
20549 Form 19b-4 Page 1 of 3 File No