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SECURITIES AND EXCHANGE COMMISSION Release No. IC -29719; 812-13919 J.P. Morgan Securities LLC, et al.; Notice of Application and Temporary Order July 11, 2011, Agency: Securities and Exchange Commission
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Securities and Exchange Commission (SEC) is a regulatory agency responsible for enforcing federal securities laws, promoting fair and efficient markets, and protecting investors.
Companies that issue securities to the public, investment advisers, broker-dealers, and certain other market participants are required to file with the Securities and Exchange Commission.
To fill out securities and exchange commission, companies and market participants need to prepare and submit the required forms and reports to the SEC electronically through its online filing system called EDGAR (Electronic Data Gathering, Analysis, and Retrieval system).
The purpose of securities and exchange commission is to protect investors, maintain fair and efficient markets, and facilitate capital formation by ensuring full and fair disclosure of information about securities.
Companies and market participants are required to report various information including financial statements, executive compensation, ownership structures, risk factors, and material events that can impact the company's operations or financial condition.
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