Fillable IM 03-32 : Customer Identification Programs For Broker-Dealers (July ... - sec

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Information Memo Member Firm Regulation New York Stock Exchange, Inc. 20 Broad Street New York, NY 10005 Number 03-32 July 14, 2003 ATTENTION: TO: SUBJECT: CHIEF EXECUTIVE OFFICER, MANAGING PARTNERS, COMPLIANCE AND LEGAL DEPARTMENTS ALL MEMBERS AND MEMBER ORGANIZATIONS CUSTOMER IDENTIFICATION PROGRAMS FOR BROKERDEALERS On April 30, 2003, the Department of the Treasury ("Treasury"), through the Financial...
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