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SECFORM4 Page 1 of 1 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMS APPROVAL Washington, D.C. 20549 OMS Number: STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box
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How to fill out sec form 4

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How to fill out SEC Form 4:

01
Obtain a copy of SEC Form 4 from the Securities and Exchange Commission (SEC) website or from your broker. This form is used to report transactions made by directors, officers, and beneficial owners of more than 10% of a publicly traded company's stock.
02
Begin by providing your personal information in Section 1 of the form. This includes your name, address, and relationship to the reporting issuer.
03
In Section 2, you should detail the date of the transaction and the description of the security involved. Specify whether it is a purchase, sale, or other type of transaction.
04
Proceed to disclose the nature of ownership in Section 3. Indicate whether the transaction increases or decreases your ownership stake in the company.
05
If the transaction involved derivative securities, such as options or warrants, provide the necessary details in Section 4.
06
Section 5 requires you to report the price per share and the number of securities involved in the transaction.
07
Next, provide the date of the filing and the signature of the reporting person in Section 6.
08
Finally, make sure to file the completed SEC Form 4 with the SEC within two business days of the transaction. Keep a copy for your records.

Who needs SEC Form 4:

01
Directors: Any director of a publicly traded company is required to file SEC Form 4 to report their transactions in company stock.
02
Officers: Officers of a publicly traded company, such as the CEO, CFO, or COO, are also obligated to file SEC Form 4 when they have transactions involving the company's securities.
03
Beneficial Owners: Individuals or entities that own more than 10% of a company's stock are considered beneficial owners and must file SEC Form 4 for their transactions.
It is important to note that these requirements apply to individuals or entities that fall under the jurisdiction of the U.S. Securities and Exchange Commission (SEC) and are subject to its regulations.

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