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Get the free Form 12b-25 Notification of Late Filing

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What is Form 12b-25

The Form 12b-25 Notification of Late Filing is a legal document used by companies to notify the U.S. Securities and Exchange Commission (SEC) of delays in required report filings.

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Who needs Form 12b-25?

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Form 12b-25 is needed by:
  • Publicly traded companies
  • Corporate officers and executives
  • Compliance professionals in finance
  • Legal advisors in corporate law

How to fill out the Form 12b-25

  1. 1.
    To access the Form 12b-25 on pdfFiller, visit the website and use the search function to locate the form by its name or category.
  2. 2.
    Once the form is open, navigate through various fields by clicking on them one by one. Use pdfFiller’s intuitive interface to add text where necessary.
  3. 3.
    Before completing the form, gather essential details such as the registrant's information, reasons for late filing, and authorized officer's signature.
  4. 4.
    Fill in the registrant's details accurately, ensuring to check the appropriate boxes for the type of filing being delayed.
  5. 5.
    Provide concise explanations in the designated fields about why the delay occurred, maintaining clarity and professionalism in your responses.
  6. 6.
    After finishing all fields, review the form thoroughly to ensure that all information is complete and accurate, and that no mandatory fields are left blank.
  7. 7.
    Utilize pdfFiller's tools to edit, highlight, or annotate the form as necessary before finalizing it.
  8. 8.
    Once satisfied with the completed form, save your work and select the option to download it in your desired format.
  9. 9.
    If needed, submit the completed form electronically via pdfFiller’s online submission options, or download it to submit via mail or email.
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FAQs

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Any publicly traded company required to file periodic reports with the SEC can use Form 12b-25 to notify of late filings. Ensure that you meet the criteria for reasonable efforts or expense to qualify.
Form 12b-25 must typically be submitted on or before the due date of the report for which the extension is requested. This is essential to avoid penalties and ensure compliance with SEC regulations.
Form 12b-25 can be submitted electronically through the SEC's EDGAR system. Alternatively, if you're using pdfFiller, you can download the completed form and submit it via mail or email as needed.
Generally, Form 12b-25 does not require additional documents to be submitted. However, include any necessary documentation outlining the reasons for your filing delay if it strengthens your case.
Common errors include leaving mandatory fields blank, failing to provide clear reasons for the delay, and not securing the signature from an authorized officer. Review the form carefully before submission.
Processing times for Form 12b-25 can vary. However, once submitted, expect the SEC to review it promptly. Delays may occur if additional information is needed from your company.
There are no fees specifically associated with submitting Form 12b-25. However, ensure you comply with any relevant SEC submission and filing fees if applicable to your filing status.
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