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This regulation outlines the system fees associated with the SEDAR and NRD systems and includes definitions, interpretations, fee structures, and conditions for exemptions.

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How to fill out regulation 13-102 respecting system

How to fill out REGULATION 13-102 RESPECTING SYSTEM FEES FOR SEDAR AND NRD

01

Obtain a copy of REGULATION 13-102 from the official source.

02

Review the regulation to understand the fee structure associated with SEDAR and NRD.

03

Gather all necessary information about your organization and its securities filings.

04

Complete the required submission form as specified in the regulation.

05

Calculate the appropriate fees based on the number and type of filings.

06

Submit the completed form along with the calculated fees to the designated authority.

07

Keep a copy of the submission for your records in case of any inquiries.

Who needs REGULATION 13-102 RESPECTING SYSTEM FEES FOR SEDAR AND NRD?

01

Public companies that are required to file documents on SEDAR.

02

Investment firms that need to report information through NRD.

03

Registered securities professionals who have to comply with fees.

04

Any organization that engages in securities activities in Canadian markets.

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What is REGULATION 13-102 RESPECTING SYSTEM FEES FOR SEDAR AND NRD?

REGULATION 13-102 is a set of rules that governs the fees associated with the SEDAR (System for Electronic Document Analysis and Retrieval) and NRD (National Registration Database) systems in Canada, which are used for securities filings.

Who is required to file REGULATION 13-102 RESPECTING SYSTEM FEES FOR SEDAR AND NRD?

Entities that are required to file documents with SEDAR and NRD, including public companies, investment funds, and registered dealers and advisers, are obligated to comply with REGULATION 13-102.

How to fill out REGULATION 13-102 RESPECTING SYSTEM FEES FOR SEDAR AND NRD?

To fill out REGULATION 13-102, filers must adhere to the specific instructions provided in the regulation, including completing the required fee payment forms and submitting them along with the applicable documents to SEDAR and NRD.

What is the purpose of REGULATION 13-102 RESPECTING SYSTEM FEES FOR SEDAR AND NRD?

The purpose of REGULATION 13-102 is to establish a framework for the payment of fees associated with the filing of documents in the SEDAR and NRD systems, ensuring that the systems are adequately funded and maintained.

What information must be reported on REGULATION 13-102 RESPECTING SYSTEM FEES FOR SEDAR AND NRD?

Filers must report information about the type of filings, the applicable fees, and any required supporting documentation as specified in the regulation to ensure compliance and processing of their submissions.

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