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Suspendedfi Dmassociation with any FINRA member in any capacity for 2 months. The FINRA suspension is effectivefi-omOctober 21 2013 through December 20 2013. Incorporated April 12 2001 - November 13 2008 and Stifel Nicolaus Co. Inc. November 13 2008 - June 2 2010. ENTERED This / / day of /mSmMlOXl JES Secretary of State State of Illinois Attorney for the Secretary of State. Shaimon Bond niinois Securities Department 300 W. Jefferson St Suite 300A Springfield Illinois 62702 Telephone 217...
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