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Oboe Options Regulatory Circular 19025 Date: July 12, 2019, To:Trading Permit HoldersFrom: Regulatory Division RE:Systematization Requirements and Proprietary Systems Requirements Identification of

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How to fill out cboe options regulatory circular

01

To fill out the Cboe Options Regulatory Circular, follow these steps:

02

Start by accurately entering the date in the designated field at the top of the form.

03

Fill in the name and contact information of the person or entity submitting the circular.

04

Provide a brief description of the options trading activity or event that is the subject of the circular.

05

Indicate the specific rule or regulation that is being addressed by the circular.

06

Clearly outline the proposed change or request for interpretation.

07

Provide supporting documentation or references, if applicable.

08

Sign and date the circular.

09

Submit the completed circular to the appropriate regulatory authority or compliance department.

10

Note: It is important to ensure accuracy and clarity in the information provided in the circular.

Who needs cboe options regulatory circular?

01

Cboe Options Regulatory Circular is needed by individuals, firms, or entities involved in options trading activities that are regulated by the Cboe (Chicago Board Options Exchange). This may include options traders, broker-dealers, market makers, financial institutions, and other participants in the options market.

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What is cboe options regulatory circular?

Cboe Options Regulatory Circular is a document issued by the Cboe Options Exchange that provides regulatory information and requirements for market participants.

Who is required to file cboe options regulatory circular?

Market participants such as broker-dealers, trading firms, and market makers are required to file cboe options regulatory circular.

How to fill out cboe options regulatory circular?

Market participants must fill out the cboe options regulatory circular with accurate and complete information as required by the Cboe Options Exchange.

What is the purpose of cboe options regulatory circular?

The purpose of cboe options regulatory circular is to ensure compliance with regulatory requirements, promote market integrity, and protect investors.

What information must be reported on cboe options regulatory circular?

Information such as trading activity, compliance with regulations, and financial disclosures must be reported on cboe options regulatory circular.

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