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SA3E Long Forms form is effective beginning with the January 1 to June 30, 2017, accounting period (2017/1)If you are filing for a prior accounting period, contact the Licensing Division for the correct
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Control person liability refers to the responsibility of individuals or entities who have the power to control or direct the actions of other persons or entities.
Individuals or entities who fall under the definition of a control person as per relevant regulations are required to file control person liability.
Control person liability forms typically require the disclosure of information such as personal details, ownership interests, and relationships to the controlled entity.
The purpose of control person liability is to ensure accountability and transparency in cases where individuals or entities exert control over the actions of others.
Information such as identification details, ownership interests, relationships to the controlled entity, and any conflicts of interest must be reported on control person liability forms.
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