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Schröder Unit Trusts Limited 1 London Wall Place, London EC2Y 5AU T 0800 718 777 www.schroders.co.uk3 June 2020[PrintAddressee] [PrintAddressLine1] [PrintAddressLine2] [PrintAddressLine3] [PrintAddressLine4]

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How to fill out conversion of a class

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03

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04

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05

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What is conversion of a class?

Conversion of a class refers to the process of changing the classification of a class of stock from one type to another, such as from common stock to preferred stock.

Who is required to file conversion of a class?

The entity or individual who holds the stock that is being converted is typically required to file for the conversion of a class.

How to fill out conversion of a class?

To fill out a conversion of a class, you must complete the specific form designated by the relevant regulatory authority, providing details about the stock being converted and the new class.

What is the purpose of conversion of a class?

The purpose of conversion of a class is to allow shareholders to change their ownership stakes into different types of stock that may offer varying rights, privileges, or dividend structures.

What information must be reported on conversion of a class?

The information that must be reported typically includes the current class of stock, the new class of stock, the number of shares being converted, and any terms related to the conversion.

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