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DISCIPLINARY DECISION Oboe EDGE Exchange, Inc. File No. URE10804 Dash Financial Technologies LLC Pursuant to Exchange Rule 8.3, attached to and incorporated as part of this Decision is a Letter of
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Cboe Global Markets Disciplinary refers to the rules and procedures set by Cboe Global Markets to regulate and enforce compliance among its members.
All members of Cboe Global Markets are required to file disciplinary actions as necessary.
To fill out Cboe Global Markets Disciplinary, members must follow the guidelines and procedures outlined by Cboe Global Markets.
The purpose of Cboe Global Markets Disciplinary is to maintain a fair and orderly market by enforcing rules and regulations.
All relevant information regarding violations, complaints, or disputes must be reported on Cboe Global Markets Disciplinary.
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