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Case 2:13cr00811JLL Document 4 Filed 12/18/13-Page 1 of 73 Paged: 10 UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY UNITED STATES OF AMERICA : Hon. V. : Criminal No. 13 : 18 U.S.C. 1343, CONVERGE

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Convergex Group LLC is a financial services firm that offers trading, prime brokerage, outsourced trading, and other services to institutional investors.

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