Get the free SEC Form 4 dated 22 June 2006 - Harvey P. Eisen

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 OMB APPROVAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Check this box if no longer subject to Section

How to fill out sec form 4 dated

How to fill out sec form 4 dated:

1. Obtain the form: To fill out sec form 4 dated, start by obtaining the form from the Securities and Exchange Commission (SEC) website or through other authorized sources. The form can be found on the SEC's EDGAR system, where it is available for free.
2. Provide personal information: The form requires you to provide personal information such as your name, address, telephone number, and email address. This information is necessary for identification purposes and contact purposes if the SEC needs to reach you regarding the form.
3. Indicate the date: In the designated field, write the date for which the form is being filled out. Make sure to accurately enter the month, day, and year.
4. Fill out section 1: Section 1 of sec form 4 dated requires you to disclose any changes in your beneficial ownership of securities. You will need to provide details such as the name of the issuer, the title and class of the security, the date of the transaction, and the nature of the transaction (e.g., acquisition or disposition).
5. Complete section 2: Section 2 of the form focuses on reporting changes in ownership of equity securities, such as common stock. You will need to provide information related to the transaction, including the date, title and class of the securities, the number of shares involved, and the price per share.
6. Attach necessary documents: If applicable, you may need to attach supporting documentation to sec form 4 dated. These documents could include contracts, agreements, or other evidence that substantiates the reported transactions.
7. Sign and submit the form: After completing all the required sections, carefully review the form for accuracy and sign it. Ensure that the signature is in accordance with the instructions provided by the SEC. Once signed, submit the form to the SEC electronically through the EDGAR system.

Who needs sec form 4 dated:

1. Corporate insiders: Sec form 4 dated is primarily required to be filed by individuals considered corporate insiders. This includes directors, officers, and beneficial owners of more than 10% of a registered class of the company's securities.
2. Reporting companies: Companies that are registered with the SEC and have a class of securities registered under Section 12 of the Securities Exchange Act of 1934 are also required to file sec form 4 dated. This helps in ensuring transparency and disclosure of significant changes in ownership by company insiders.
3. Exceptions and additional filers: There are certain exceptions and additional categories of filers who may also be required to submit sec form 4 dated. These can include trustees, certain institutional investment managers, and more. It is important to consult the official SEC guidelines and regulations to determine if you fall within the scope of individuals or entities required to file this form.

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