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This form submits a proposed rule change by the Philadelphia Stock Exchange to amend Phlx Rule 607 regarding the NMS Linkage Plan, including details about the amendment and its statutory basis.
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How to fill out Form 19b-4
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing used by self-regulatory organizations (SROs) to propose rule changes with the U.S. Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (such as exchanges) are required to file Form 19b-4 when proposing a new rule or a change to an existing rule.
How to fill out Form 19b-4?
To fill out Form 19b-4, organizations need to provide detailed information about the proposed rule change, including the nature of the rule, its purpose, and its potential impacts. Specific instructions are provided in the form itself.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to provide a structured way for SROs to disclose proposed rule changes to the SEC and ensure transparency and compliance with regulatory standards.
What information must be reported on Form 19b-4?
Form 19b-4 requires information such as the text of the proposed rule, a description of the purpose of the rule, and an analysis of its impact on the market and investors.
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