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This document describes a proposed rule change by the American Stock Exchange to increase the maximum size of equity orders that can be sent through its order entry system, aiming to benefit investors.
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing used by self-regulatory organizations (SROs) to propose changes to their rules, including rule changes related to trading practices, governance, and membership.
Who is required to file Form 19b-4?
Self-Regulatory Organizations (SROs) such as stock exchanges and certain associations are required to file Form 19b-4 when they propose rule changes.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs must provide a clear description of the proposed rule change, the reason for the change, and any relevant data or analysis that supports the proposal. The form must be submitted to the SEC for review.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to facilitate the review and approval of rule changes proposed by SROs, ensuring that such changes are consistent with the Securities Exchange Act and the public interest.
What information must be reported on Form 19b-4?
Form 19b-4 must include the text of the proposed rule change, an explanation of the change, a statement of statutory basis, a description of any access to the proposed rule, and any analysis of the impact on competition.
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