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Rule 61(1)(a) Form 15Notice of intention by Director to adduce discreditable conduct evidence (insert front sheet) NOTICE OF INTENTION BY DIRECTOR TO ADDUCE DISCREDITABLE CONDUCT EVIDENCE Act 1929
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What is Rule 61(1)(a) Form?

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Rule 611a is a regulation that requires certain entities to report their trading information to the SEC in order to promote fair and orderly markets.
Broker-dealers, alternative trading systems (ATS), and national securities exchanges are required to file rule 611a.
To fill out rule 611a, entities must provide information on their trading volume, execution quality, and compliance with best execution obligations.
The purpose of rule 611a is to increase transparency in the securities markets and ensure that investors receive the best execution for their trades.
Entities must report information on their trading volume, execution quality, and compliance with best execution obligations.
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