Get the free Direct Registration Transaction Request Form - CME Investor ...

. Computer share Trust Company, N.A. P.O. Box 43078 Providence, Rhode Island 02940-0378 Telephone 312 360 5104 www.computershare.com/investor + Name Address Holder Account Number City, State, Zip

How to fill out direct registration transaction request

How to fill out a direct registration transaction request:

1. Download the direct registration transaction request form from the official website or obtain a physical copy from the relevant authority.
2. Fill in the necessary personal information, including your full name, contact details, and any other required identification information.
3. Provide the details of the transaction you wish to make, such as the type of securities involved and the number of shares or units to be transferred.
4. Include any additional instructions or special considerations regarding the transaction, if applicable.
5. Sign and date the form, acknowledging that all the information provided is accurate and complete.
6. Submit the completed form according to the instructions provided, whether through an online submission portal or by mailing it to the designated address.

Who needs a direct registration transaction request:

1. Individuals or entities who wish to transfer ownership of securities in their name directly without involving a broker or intermediary.
2. Investors who prefer to have direct control and ownership of their securities, often for reasons such as increased voting rights or reduced transaction costs.
3. Companies or organizations that offer direct registration services as an alternative to traditional stock certificates or brokerage accounts.

Note: It is always recommended to consult with a financial advisor or legal professional to understand the specific requirements and implications of filling out a direct registration transaction request form.

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What is direct registration transaction request?

Direct registration transaction request is a request made by an investor to have their securities held in book-entry form directly with the issuer's transfer agent.

Who is required to file direct registration transaction request?

Investors who wish to hold their securities in book-entry form directly with the issuer's transfer agent are required to file a direct registration transaction request.

How to fill out direct registration transaction request?

To fill out a direct registration transaction request, investors need to provide their personal information, details of the securities they wish to hold in book-entry form, and sign the request form.

What is the purpose of direct registration transaction request?

The purpose of a direct registration transaction request is to allow investors to hold their securities in book-entry form directly with the issuer's transfer agent, eliminating the need for physical certificates.

What information must be reported on direct registration transaction request?

The information reported on a direct registration transaction request includes the investor's personal details, details of the securities to be held in book-entry form, and any additional instructions or preferences.