Last updated on Apr 3, 2026
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What is net asset value purchase
The Net Asset Value Purchase Certification Statement is a business form used by individuals or entities to certify eligibility for NAV pricing in DWS Fund accounts.
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Net asset value purchase is needed by:
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Account Owners seeking NAV pricing
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Financial Advisors managing client investments
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Individuals investing in Class A shares
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Entities involved with DWS Funds
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Compliance Officers ensuring documentation accuracy
Comprehensive Guide to net asset value purchase
What is the Net Asset Value Purchase Certification Statement?
The Net Asset Value Purchase Certification Statement is a crucial form used by individuals and entities to qualify for net asset value (NAV) pricing when purchasing Class A shares in DWS Fund accounts. This certification ensures that investors can access favorable pricing conditions, making it a key document when setting up new accounts or managing existing ones.
This statement is particularly important for those who wish to benefit from NAV pricing, as it formalizes the account holder's eligibility. Completing this form is essential for both new investors and those maintaining current accounts, emphasizing its role in regulated investment processes.
Purpose and Benefits of the Net Asset Value Purchase Certification Statement
The primary purpose of the Net Asset Value Purchase Certification Statement is to certify the eligibility of an account owner for enhanced NAV pricing benefits. By completing this certification, investors can secure the potential for lower costs on their investments.
There are several advantages associated with qualifying for NAV pricing. These include:
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Cost savings on investment purchases, enhancing overall returns.
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Improved investment opportunities, allowing access to premium share options.
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Streamlined processing of transactions, leading to a more efficient investment experience.
Thus, filling out this form contributes significantly to better financial outcomes for investors.
Key Features of the Net Asset Value Purchase Certification Statement
This certification form encompasses various essential components and requirements that need to be addressed. Key fields that users must complete include:
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Account Number
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Name of Account Owner
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Social Security Number
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Address details
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Daytime Phone Number
Additionally, the form requires a signature from the account owner and disclosure of financial advisor information, further validating the submission.
Who Needs the Net Asset Value Purchase Certification Statement?
The primary audience for the Net Asset Value Purchase Certification Statement includes account owners and their financial advisors. It is critical for anyone wishing to qualify for NAV pricing in a DWS Fund account to be aware of this form.
Individuals or entities are typically required to submit this documentation in specific situations, such as:
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Setting up new investment accounts.
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Transferring existing assets to gain NAV pricing benefits.
Understanding the eligibility criteria is vital for proper compliance and successful form submission.
How to Fill Out the Net Asset Value Purchase Certification Statement Online (Step-by-Step)
To complete the Net Asset Value Purchase Certification Statement online, follow these steps:
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Access the form through pdfFiller.
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Fill out required fields accurately, including Account Number and Social Security Number.
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Ensure you provide your signature and, if applicable, your financial advisor’s details.
Common mistakes to avoid include leaving required fields blank and incorrect information entry. Double-checking the completed form helps ensure a smooth submission process.
How to Submit the Net Asset Value Purchase Certification Statement
Submitting the Net Asset Value Purchase Certification Statement can be accomplished through various methods:
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Online submission via pdfFiller.
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Mailing the completed form to DWS Investments Service Company.
It is crucial to adhere to the acceptable formats specified by DWS, ensuring the form reaches the appropriate department for timely processing.
Common Issues and Solutions when Using the Net Asset Value Purchase Certification Statement
Potential rejection reasons for form submissions may include incorrect or incomplete information. To minimize this risk, verifying all entries before submission is essential.
Common solutions to issues faced when using the certification form include:
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Reviewing completed information for completeness and accuracy.
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Consulting with a financial advisor if uncertainties arise.
If corrections are needed post-submission, contact DWS Investments Service Company to understand proper procedures for amending the submitted form.
Why Choose pdfFiller for Your Net Asset Value Purchase Certification Statement?
Using pdfFiller for the Net Asset Value Purchase Certification Statement offers substantial benefits. The platform is designed for user convenience, making it easy to fill out, edit, and eSign the form securely.
pdfFiller ensures compliance with data protection laws, providing 256-bit encryption and adherence to SOC 2 Type II standards. This emphasis on security is paramount when handling sensitive financial documents.
Get Started with Your Net Asset Value Purchase Certification Statement Today!
Complete your Net Asset Value Purchase Certification Statement effectively using pdfFiller. Timely and accurate form submission is essential for qualifying for enhanced NAV pricing benefits. Enjoy the comprehensive features of pdfFiller for efficient form management and submission.
How to fill out the net asset value purchase
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1.Access pdfFiller and search for 'Net Asset Value Purchase Certification Statement'. Open the form to begin.
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2.Familiarize yourself with the pdfFiller interface. Locate fillable fields, which are highlighted, for easy navigation.
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3.Gather all necessary information before filling out the form. This includes your account number, personal details, and financial advisor's information.
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4.Begin entering data into the specified fields. Start with the 'Account Number' followed by 'Name of Account Owner', ensuring accuracy in each entry.
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5.Continue to fill in your 'Social Security Number', 'Address', 'City', 'State', 'ZIP', and 'Daytime Phone Number' as indicated.
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6.Read and review each section carefully to avoid mistakes. Make sure all information is up-to-date and exactly matches your records.
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7.Once all fields are completed, check the signature line. You will need to sign to certify the information provided.
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8.Use the preview feature on pdfFiller to review your completed form for any missing information or errors.
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9.Save your progress regularly using the save feature or download the completed form for your records.
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10.Finally, submit the form directly to DWS Investments Service Company, following any instructions provided on the form for submission methods.
Who is eligible to use the Net Asset Value Purchase Certification Statement?
Eligibility for this form includes individuals and entities seeking to qualify for NAV pricing in DWS Fund accounts, particularly those interested in Class A shares.
What information do I need to fill out this form?
You will need to provide your account number, personal identification details such as your Social Security number, and contact information including your address and phone number.
How do I submit the completed form?
After completing the form, submit it directly to DWS Investments Service Company as instructed, either electronically through pdfFiller or by printing and mailing it.
Are there any common mistakes to avoid when filling out the form?
Ensure that all fields are filled out completely and accurately, especially personal details and signatures. Omitting any information may delay processing.
What is the processing time for this form?
Processing time may vary, but typically allow 1-3 business days for the review and eligibility confirmation after the form is submitted.
Do I need a notarized signature on this form?
No, the Net Asset Value Purchase Certification Statement does not require notarizing. An original signature is sufficient for submission.
Can I edit the form once it is submitted?
Once submitted, it may not be possible to edit the form. If changes are needed, contact DWS Investments Service Company for guidance on how to proceed.
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