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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549Form 144 Filer InformationForm 144Form 144NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933144: Issuer Information Name of IssuerGenius Sports LtdSEC File Number00140352Address of Issuer27 SOHO SQUARE, 1ST FLOOR GENIUS SPORTS GROUP LONDON UNITED KINGDOM W1D 3QRPhone44 (0) 20 7851 4060Name of Person for Whose Account the Securities are To Be SoldStevens EricSee
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How to fill out 0001959173-24-000125 form 144 filed

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How to fill out 0001959173-24-000125 form 144 filed

01
Obtain form 0001959173-24-000125 from the relevant authority or website.
02
Read the instructions carefully to understand the requirements.
03
Fill in personal information such as name, address, and contact details in the designated sections.
04
Provide any necessary identification numbers or references as required by the form.
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Complete specific sections related to the purpose of the form.
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Who needs 0001959173-24-000125 form 144 filed?

01
Individuals or entities required to report specific data or information to the governing body.
02
Organizations that need to comply with regulatory requirements tied to the information in form 0001959173-24-000125.
03
Any party involved in activities stipulated by the form's purpose, usually for legal or compliance reasons.

Understanding the 0001959173-24-000125 Form 144 Filed Form

Overview of Form 144

Form 144 is a critical document within the securities realm, primarily used by insiders of public companies to report proposed sales of unregistered securities. This form serves as a notice to the Securities and Exchange Commission (SEC) and acts as an alert regarding potential sales which could influence the market.

The purpose of Form 144 is to ensure transparency and compliance with securities laws, safeguarding the integrity of the market and providing investors with insight into the selling activities of major shareholders. When insiders plan to sell their shares, filing this form is not just a regulatory requirement—it's also a transparent practice that informs investors about the insiders' intentions.

Understanding the Purpose of Form 144
Who Needs to File Form 144?

Key sections of Form 144

Form 144 consists of several key sections, each requiring specific information that must be filled in accurately. This is not just a formality; each section plays a crucial role in ensuring the form's compliance and clarity.

Filer information

It's essential to provide complete and accurate details of the filer, whether an individual or a corporate entity. This includes the name, address, and relationship to the issuer, which establishes the credibility of the filing. Accurate information helps to verify the filer’s identity and ensures compliance with SEC regulations.

Issuer information

The issuer information section identifies the company whose stock the filer is reporting on. This includes the issuer's name, address, and unique identifier (like CIK). Accuracy in this section is paramount as it relates directly to the company affected by the transactions.

Securities information

Here, individuals must detail the type and amount of securities to be sold. Proper reporting of security details, including the price and proposed sale dates, is necessary to establish the transaction's genuine intentions. Clear descriptors help in analyzing market movements related to insider sales.

Filer Information
Issuer Information
Securities Information

Specifics of securities to be sold

When reporting security amounts on Form 144, the guidance stipulates that you're required to disclose the total quantity of securities intended for sale. This encompasses all securities being disposed of, which ensures that investors have a clear insight into how much stock is available for public trading.

Indicating proposed sale dates is another critical aspect of this section. These dates provide a timeline that helps analysts and investors gauge market activities and potential effects on stock prices. Highlighting these details ensures a well-documented account of transactions, fostering greater market reliability.

Recent sales and information disclosure

Within Form 144, filers must disclose securities sold in the past three months. This disclosure serves as a record of the filer's recent sales and confirms the extent of their selling activity.By providing this information, filers enhance the transparency of their actions, lessening the chances of market manipulation perceptions.

Collecting detailed data regarding recent sales also plays a vital role during the examination process for the SEC. Noting this information indicates that the filer is operating honestly and ethically. Additionally, this section includes remarks and signatures—where accurate documentation must coincide with the filed information. Ensuring the right signatory completes this section is essential to validate your submission.

Securities Sold During the Past 3 Months
Reporting Requirements for Recent Sales
Remarks and Signatures

Managing the form submission process

Filing Form 144 involves several important stages: the preparation stage, the completion stage, and the review stage. Each stage brings its unique requirements, ensuring that the form is accurately filled out, compliant with regulations, and ready for submission.

Preparation stage

During the preparation stage, gathering necessary documentation is key. This includes all relevant information about previous transactions and the specific details of the securities to be sold. It is advisable to meticulously organize documents and notes to streamline the completion process.

Completion stage

In this stage, focus on detailed instructions for each section of the form. Carefully fill in filer and issuer information, ensuring accuracy as outlined previously. In this way, you can avoid errors that might raise flags during the SEC's review.

Review stage

Finally, a thorough review of your completed form is crucial. Go through each field and ensure no sections are left blank. Verify that all numerical figures are correct and that the signatory has included a valid signature. Best practices at this stage may include using a checklist to ensure every aspect of the form aligns with the requirements.

Submission contact information

Knowing where and how to submit Form 144 is pivotal for compliance. Filers typically submit the form directly to the SEC, either through electronic submission systems or by mail. Ensure you have the right address, and if using mail, confirm adequate postage and delivery methods to maintain compliance.

Understanding submission deadlines is equally important, as timely filing can avoid penalties or potential legal issues. Familiarize yourself with the typical time frames—generally within 90 days of the sale—required by the SEC to stay compliant and effectively manage your filings.

Compliance and legal considerations

Accuracy and honesty while filling out Form 144 cannot be overstressed. Any discrepancies or misstatements within the form could have serious consequences. Under 18 U.S.C. 1001, such misrepresentations are subject to criminal liability, emphasizing the need for keen attention to detail.

To ensure compliance with SEC regulations, it's paramount to cross-verify all information with existing records. Moreover, maintain an archive of past filings, as tailored compliance practices can save time and streamline the submission process in future instances.

Importance of Accuracy and Honesty
Potential Consequences of Misstatements
Tips for Ensuring Compliance with SEC Regulations

Key features of using pdfFiller for Form 144

Utilizing pdfFiller simplifies the process of managing Form 144. The platform offers interactive tools that facilitate document management, meaning filers can swiftly navigate through forms without hassle.

Interactive tools for document management

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Collaboration features

pdfFiller's collaboration capabilities allow team members to work together seamlessly on Form 144, enabling efficient completion and accuracy assurance. Real-time comments and suggestions can lead to more thorough reviews and faster turnaround times.

eSignature capabilities

Digital signature features are particularly useful for validating submitted documents. Securely signing documents digitally enhances the overall efficiency of the filing process, eliminating the need for physical signatures.

Cloud-based access

Finally, pdfFiller’s cloud-based access means forms can be accessed anytime, anywhere, which is perfect for busy professionals. Filers can manage their documentation in real-time, ensuring that no deadlines are missed and every form is filed correctly.

Troubleshooting common Form 144 issues

When working with Form 144, errors can lead to compliance complications. Common errors often involve omitted information, inaccuracies in financial reporting, or incomplete signature sections. Identifying these early can prevent delays or penalties.

To resolve issues effectively, maintaining a checklist can aid in ensuring no details are overlooked. Additionally, grasping FAQs about Form 144 and utilizing resources such as pdfFiller's support portal can provide quick answers and enhance your filing experience.

Common Errors in Filing and How to Fix Them
FAQs about Form 144 and pdfFiller

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Form 144 is a notice of proposed sale of securities that is filed with the SEC in compliance with Rule 144, used primarily by affiliates of a company to sell their restricted securities.
An affiliate of a company, such as an officer, director, or large shareholder, who wishes to sell restricted or control securities must file Form 144.
To fill out Form 144, you'll need to provide details such as the name of the issuer, the type of security, the number of shares to be sold, the date of the transaction, and your relationship to the issuer.
The purpose of Form 144 is to notify the SEC of the sale of restricted securities and to provide transparency in the trading of such securities to prevent insider trading.
The information that must be reported includes the name of the person selling the securities, the relationship of the seller to the issuer, the number of shares and estimated sales price, and the date of the transaction.
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