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Directory Results for Administrative Proceeding. Order Instituting Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b)(4) and 21C of the Securities Exchange Act Of 1934, Section 9(b) of the Investment Company Act of 1940, and - sec to Administrative Proceeding. Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission 's Rules of Practice, Making Findings, and Im