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Directory Results for Investment Industry Regulatory Organization of Canada IIROC - Amendments to the Notes and Instructions to Schedule 5 of 1 of the Dealer Member Rules Relating to Approved Inter-Dealer Bond Brokers Investment Industry Regulatory - osc - to INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA IN THE MATTER OF: THE RULES OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) AND XAVIER CHENG KUO LI SETTLEMENT AGREEMENT I