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Directory Results for Investment Management Regulatory Update On June 8 2012 the Division of Investment Management of the Securities and Exchange Commission the SEC issued responses the Responses to two questions regarding reporting on Part 1A of ADV The to Investment Management Regulatory Update. On June 8, 2012 and June 29, 2012, the Division of Investment Management of the Securities and Exchange Commission (the SEC ) issued responses (the Responses ) to frequently asked questions