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2018-05-03
For people who are not that good in technology like me (you are not to blame), it was a bit difficult to find a website where I could fill important documents to send via internet in a safe manner. After a while, I found your website and once I figured out how to save and send the documents I can say that it is a good website. My recommendation is to make it even easier to access and follow directions for seasoned people like me. Thanks
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The SEC holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities' industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United States.
The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
The U.S. Securities and Exchange Commission (SEC) is an independent federal government agency responsible for protecting investors, maintaining fair and orderly functioning of the securities markets, and facilitating capital formation.
Securities and Exchange Commission (SEC) US Government agency, with the purpose of protecting investors from dangerous or illegal financial practices or fraud, by requiring full and accurate financial disclosure by companies offering stocks, bonds, mutual funds, and other securities to the public.
The Securities and Exchange Commission, or SEC, is a United States government agency whose main responsibility is enforcing securities laws and regulating the securities' industry. The SEC was created by the Securities Exchange Act of 1934 in the wake of the Great Depression in order to protect investors.
Their website, SEC.gov, is an exceptionally useful resource for practitioners, issuers, investors and all market participants. The mission of the SEC is to protect investors, maintain fair, orderly and efficient markets and facilitate capital formation.
State Securities Regulators. While the SEC regulates and enforces the federal securities laws, each state has its own securities regulator who enforces what are known as “blue sky” laws. ... Your regulator also can confirm whether a company has been cleared to sell its securities in your state.
The SEC is managed by five commissioners appointed by the President of the United States. The SEC Commission is designed to be nonpartisan no more than three commissioners can be from the same political party. The SEC operates offices across the country, with its headquarters in Washington, D.C.
the SEC is, first and foremost, a law enforcement agency. We (the SEC) are not a law enforcement agency.
The law created the Securities and Exchange Commission (SEC) and gave the SEC the power to register, regulate, and oversee brokerage firms, transfer agents, and clearing agencies as well as the nation's securities self-regulatory organizations (e.g., the New York Stock Exchange).
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