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This form is filed to report changes in beneficial ownership of securities of a reporting person under the Securities Exchange Act of 1934.
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How to fill out sec form 4

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How to fill out SEC Form 4

01
Obtain a blank SEC Form 4 from the SEC website or your securities attorney.
02
Fill in the reporting person's name, address, and relationship to the issuer.
03
Enter the name of the issuer, including the trading symbol.
04
Specify the date of the transaction in the appropriate section.
05
Indicate the transaction type (e.g., purchase, sale, etc.) in the designated box.
06
Provide details about the amount and price per share involved in the transaction.
07
If applicable, include any shares held after the transaction.
08
Review your information for accuracy and completeness.
09
Sign and date the form.
10
Submit the completed form to the SEC electronically or by mail within the required timeframe.

Who needs SEC Form 4?

01
Insiders of publicly traded companies, including executive officers, directors, and beneficial owners of more than 10% of a company's stock.
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People Also Ask about

What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
Form N-4 is made to register securities under the Securities Act and securities are sold to the. public, registration fees must be paid on an ongoing basis after the end of the Registrant's fiscal.
Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.
The main difference between Form S-3 and Form S-4 lies in their eligibility criteria. Form S-3 is designed for companies that meet certain eligibility requirements, such as having a sufficient public float and a history of timely SEC filings.
Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.
The SEC requires an S-4 filing from any publicly traded company undergoing a merger or an acquisition. This form must also be filed in bankruptcy situations when there is an exchange offer on the table, and during hostile takeovers. The form must be filed regardless of the underlying purpose of the merger.
As a general rule, Form 4 filings that show substantial insider buying activity are a bullish signal.
Form N-4 is to be used by (1) separate accounts that are unit investment trusts that offer variable annuity contracts to register under the Investment Company Act of 1940 and to offer their securities under the Securities Act, (2) insurance companies to register the offerings of registered index-linked annuity

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SEC Form 4 is a form that must be filed with the Securities and Exchange Commission (SEC) by insiders of a company to report changes in their ownership interest in the company’s stock.
Individuals who are considered insiders of a company, such as executive officers, directors, and beneficial owners of more than 10% of a class of the company's equity securities, are required to file SEC Form 4.
To fill out SEC Form 4, insiders need to provide details including their name, title, the transaction date, the type of security involved, the number of shares transacted, the price of each share, and their remaining ownership after the transaction.
The purpose of SEC Form 4 is to provide transparency about insider trading activities, ensuring that investors are informed about changes in insider ownership which may affect their investment decisions.
SEC Form 4 must report the insider's name, relationship to the company, transaction date, type of transaction (e.g., purchase or sale), the number of shares involved, the price, and the total amount involved in the transaction.
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