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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 73504 / November 3, 2014, ADMINISTRATIVE PROCEEDING File No. 3-16238 In the Matter
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TD Ameritrade Inc. is a brokerage firm that offers investment and trading services to clients.
Investors who have accounts with TD Ameritrade Inc. are required to report their investment activities.
TD Ameritrade Inc. provides online tools and resources for clients to easily report their investment activities.
The purpose of TD Ameritrade Inc. is to help clients manage and grow their investments.
Clients must report details of their investment transactions, gains, and losses on TD Ameritrade Inc.
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