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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 9629 / August 11, 2014, ADMINISTRATIVE PROCEEDING File No. 3-16009 In the Matter of THE STATE

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What is cease-and-desist order - sec?

A cease-and-desist order is a legal order issued by a government agency or court to stop a particular activity or practice.

Who is required to file cease-and-desist order - sec?

The party or individual who is believed to be engaging in the activity or practice that is being ordered to cease and desist is required to file the order.

How to fill out cease-and-desist order - sec?

The cease-and-desist order must be filled out with specific details about the activity or practice that is to be stopped, along with any supporting evidence.

What is the purpose of cease-and-desist order - sec?

The purpose of a cease-and-desist order is to prevent harm or further harm from occurring as a result of the activity or practice in question.

What information must be reported on cease-and-desist order - sec?

The order must include details about the specific activity or practice that is to be stopped, along with any legal basis for the order.

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