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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 OMB APPROVAL OMB Number: 3235-0065 Expires: March 31, 2015, Estimated average burden hours per response .............972.32
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What is march 31 - sec?
March 31 - sec refers to Section 31 of the Securities Exchange Act of 1934, which requires broker-dealers to report their securities transactions to the SEC.
Who is required to file march 31 - sec?
Broker-dealers are required to file march 31 - sec with the SEC.
How to fill out march 31 - sec?
Broker-dealers can fill out march 31 - sec electronically using the SEC's EDGAR system.
What is the purpose of march 31 - sec?
The purpose of march 31 - sec is to provide the SEC with information on broker-dealers' securities transactions for regulatory purposes.
What information must be reported on march 31 - sec?
Broker-dealers must report information such as the security traded, the price, and the volume of the transaction.
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