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SECURITIES AND EXCHANGE COMMISSION
(Release No. 3475988; File No. SRFINRA2015032)
September 25, 2015,
SelfRegulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing
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What is notice of filing of?
The notice of filing of is a statement filed with a court to inform parties of a specific document that has been filed.
Who is required to file notice of filing of?
The party who files a document with the court is required to file a notice of filing of.
How to fill out notice of filing of?
The notice of filing of should include the name of the document filed, the date it was filed, and who filed it.
What is the purpose of notice of filing of?
The purpose of the notice of filing of is to provide notice to all parties involved in a case that a specific document has been filed with the court.
What information must be reported on notice of filing of?
The notice of filing of must include the name of the document filed, the date it was filed, and who filed it.
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