Form preview

Get the free No-action Letter 15-48 - cftc

Get Form
U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Center 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 4185000 Division of Swap Dealer and Intermediary Oversight Thomas J. Smith
We are not affiliated with any brand or entity on this form
4,4
98,753 Reviews
4,5
11,210 Reviews
4,6
715 Reviews
4,6
789 Reviews

Get, Create, Make and Sign no-action letter 15-48

Edit
Edit your no-action letter 15-48 form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share
Share your form instantly
Email, fax, or share your no-action letter 15-48 form via URL. You can also download, print, or export forms to your preferred cloud storage service.

How to edit no-action letter 15-48 online

9.5
Ease of Setup
pdfFiller User Ratings on G2
9.0
Ease of Use
pdfFiller User Ratings on G2
Here are the steps you need to follow to get started with our professional PDF editor:
1
Log in. Click Start Free Trial and create a profile if necessary.
2
Upload a file. Select Add New on your Dashboard and upload a file from your device or import it from the cloud, online, or internal mail. Then click Edit.
3
Edit no-action letter 15-48. Rearrange and rotate pages, add new and changed texts, add new objects, and use other useful tools. When you're done, click Done. You can use the Documents tab to merge, split, lock, or unlock your files.
4
Save your file. Select it from your list of records. Then, move your cursor to the right toolbar and choose one of the exporting options. You can save it in multiple formats, download it as a PDF, send it by email, or store it in the cloud, among other things.
pdfFiller makes dealing with documents a breeze. Create an account to find out!

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
Learn more about security & compliance
GDPR
AICPA SOC 2
PCI
HIPAA
CCPA
FDA

How to fill out no-action letter 15-48

Illustration

Point by point, here is how you can fill out no-action letter 15-48:

01
Start by addressing the letter to the appropriate regulatory agency. In this case, it would be the agency that issued or governs the specific regulation you are seeking a no-action letter for.
02
Clearly state the purpose of the letter in the opening paragraph. Explain that you are seeking a no-action letter and provide the specific regulation or rule number (15-48 in this case).
03
Provide a detailed description of the activity or transaction that you believe may be subject to the regulation in question. Be specific and include any relevant details or documentation that supports your claim.
04
Explain why you are seeking a no-action letter. This could include reasons such as seeking assurance that your activity or transaction will not be subject to enforcement action by the regulatory agency, or seeking clarification on how the regulation applies to your specific situation.
05
If applicable, include any relevant legal arguments, precedent cases, or legal opinions that support your position and justify the need for a no-action letter.
06
Clearly state any relief or specific action you are seeking from the regulatory agency. This could include requesting confirmation that they will not take enforcement action against you, or it could involve seeking guidance on how to comply with the regulation.
07
Close the letter with a clear and concise summary of your request and a polite request for a timely response.

Who needs no-action letter 15-48?

Any individual, company, or organization that is engaging in an activity or transaction that may be subject to regulation 15-48 may need a no-action letter. It is particularly relevant for those who want assurance or clarity regarding their compliance or potential enforcement action related to this particular regulation. The letter is typically sent to the regulatory agency overseeing the specific regulation.
Fill form : Try Risk Free
Users Most Likely To Recommend - Summer 2025
Grid Leader in Small-Business - Summer 2025
High Performer - Summer 2025
Regional Leader - Summer 2025
Easiest To Do Business With - Summer 2025
Best Meets Requirements- Summer 2025
Rate the form
4.5
Satisfied
66 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

No-action letter 15-48 is a formal response from a regulatory agency indicating that the agency will not take enforcement action against a specific party under certain circumstances.
Parties seeking assurance that the regulatory agency will not take enforcement actions against them must file a no-action letter 15-48.
To fill out a no-action letter 15-48, the party must provide detailed information about the situation and explain why they believe no enforcement action should be taken.
The purpose of no-action letter 15-48 is to provide clarity and assurance to parties regarding potential enforcement actions by the regulatory agency.
The party must report detailed information about the situation, including relevant facts, legal analysis, and arguments supporting their position.
You can quickly improve your document management and form preparation by integrating pdfFiller with Google Docs so that you can create, edit and sign documents directly from your Google Drive. The add-on enables you to transform your no-action letter 15-48 into a dynamic fillable form that you can manage and eSign from any internet-connected device.
Once your no-action letter 15-48 is ready, you can securely share it with recipients and collect eSignatures in a few clicks with pdfFiller. You can send a PDF by email, text message, fax, USPS mail, or notarize it online - right from your account. Create an account now and try it yourself.
Install the pdfFiller iOS app. Log in or create an account to access the solution's editing features. Open your no-action letter 15-48 by uploading it from your device or online storage. After filling in all relevant fields and eSigning if required, you may save or distribute the document.
Fill out your no-action letter 15-48 online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now
Form preview

No-Action Letter 15-48 is not the form you're looking for?Search for another form here.

Related Features

Restore Feature in the Residential Rental Agreement with ease
Restore Feature in the Medical Services Proposal Template with ease
Restore Feature in the Event Management Proposal Template with ease
Restore Feature in the Free Oregon Rental Lease Agreement Template with ease
Slide Feature in the Bank Loan Proposal Template with ease

Relevant keywords

no 2014 2013 Washington New_York CFTC DSIO CEA thereunder Exemptive McGonagle Dietz counterparties rulemaking Fisanich multilateral counterparty lrlettergeneral pdf ucm Driscoll uncleared OTC NW 21st Jamila Piracci Thoele SDs promulgated III applicability is

Related Forms

Form preview
Waldorf High School Physics
Waldorf high school physicsrc olaf×hotmail.comintroductionsince main subjects are taught in blocks, it is possible to
Fill Now
Form preview
WHO FIC INFORMATION SHEET
Who fic information sheet september 2012international statistical classification of diseases and related health problems, 10th
Fill Now
Form preview
JADE RANGE
Williams refrigerationjade range high performance cabinets, counters and blast chillers .williamsrefrigeration.co.williams refrigeration jade hank williams
Fill Now
Form preview
North Carolina Law Enforcement Planners and Crime Analysts Conference
North carolina law enforcement planners and crime analysts conference tuesday, april 2009 through friday, may
Fill Now
Form preview
Preliminary Comments on the Proposed Blythe Energy Project
Preliminary comments on the proposed blythe energy project. shawn small wood, ph.d. on behalf of
Fill Now
Form preview
CATHEDRAL OF
Cathedral of mary our queen seventeenth sunday in ordinary time: july 29/30, 2017 .cathedralofmary.org mass
Fill Now
Form preview
Using a Rapid Rewards Enrollment Promotion Code is a Beneficial Activi
Using a rapid rewards enrollment promotion code is a beneficial activitybecause all travelers are interested
Fill Now
If you believe that this page should be taken down, please follow our DMCA take down process here .
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.