Get the free CBOE Futures Exchange, LLC Rule Certification - cftc

This document is a submission by CBOE Futures Exchange to the Commodity Futures Trading Commission, detailing a rule change to ensure compliance with governance standards and minimize conflicts of

How to fill out cboe futures exchange llc

How to fill out CBOE Futures Exchange, LLC Rule Certification

1. Obtain the CBOE Futures Exchange Rule Certification form from the official CBOE website.
2. Read the instructions and guidelines provided by the CBOE to understand the certification requirements.
3. Fill in your organization's name, address, and contact information in the designated fields.
4. Indicate the specific rules or certifications that apply to your organization.
5. Review the rules for compliance and ensure all relevant data is included.
6. Sign and date the certification form, confirming that all information provided is accurate.
7. Submit the completed form via the method specified by the CBOE, whether electronically or via physical mail.

Who needs CBOE Futures Exchange, LLC Rule Certification?

1. Organizations or individuals seeking to trade futures on the CBOE Futures Exchange.
2. Broker-dealers who wish to clear futures transactions.
3. Futures traders or trading firms looking to certify their compliance with CBOE rules.

People Also Ask about

What is the spread priority rule in Cboe?

The CBOE's spread priority rule prioritizes spreads, straddles, and combinations over single orders in trading. Spreads receive the highest priority, followed by straddles, and then combinations, reflecting their complexity and the strategies involved.

Which order type gets priority under CBOE rules?

Displayed Retail Priority Orders will have priority ahead of all other available interest at a price level. Retail priority will not apply to fully hidden orders or discretionary ranges, but the reserve quantity of Retail Priority Orders will have priority ahead of the reserve quantity of other limit orders.

Do futures trade on CBOE?

Cboe Futures Exchange (CFE®) is the home of volatility and corporate bond index futures. CFE is owned by Cboe Global Markets, and trades on CFE are cleared by The Options Clearing Corporation® (OCC).

Which orders have priority on CBOE?

Priority will be only be given to Retail Priority Orders with a Displayed instruction and the Reserve portion of Reserve orders. Fully non-Displayed Retail Priority orders will not have priority over non-Displayed non-Retail Priority orders.

What are the guiding principles of Cboe?

Guiding Principles Fiercely honest, maintains trust and integrity, consistently shares information. Driven to win, tenacious, celebrates victories but never rests on laurels.

What is the 390 rule in Cboe?

Why is it called the '390 Rule? ' There are 390 minutes in an average trading day. Placing one order per minute every day of the month will qualify you as a professional trader per the CBOE.

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What is CBOE Futures Exchange, LLC Rule Certification?

CBOE Futures Exchange, LLC Rule Certification is a process by which the CBOE Futures Exchange certifies that a rule or rule change complies with applicable regulatory requirements before it becomes effective.

Who is required to file CBOE Futures Exchange, LLC Rule Certification?

Entities that propose new rules or amendments to existing rules for the CBOE Futures Exchange, including exchange members and affiliated organizations, are required to file Rule Certification.

How to fill out CBOE Futures Exchange, LLC Rule Certification?

To fill out the CBOE Futures Exchange Rule Certification, parties must provide a detailed description of the rule or amendment, specify the effective date, and ensure compliance with relevant regulatory standards and procedures.

What is the purpose of CBOE Futures Exchange, LLC Rule Certification?

The purpose of CBOE Futures Exchange Rule Certification is to ensure that all rules and rule changes adhere to regulatory standards, maintaining market integrity and protecting investors.

What information must be reported on CBOE Futures Exchange, LLC Rule Certification?

The report must include the text of the rule or amendment, the purpose and basis for the change, the anticipated effective date, and any relevant supporting information or materials.