Get the free Corporate Action Fee Revisions

Page 11 of 18 Exhibit 5 DTC 201306 Current Fee Description Existing Fee Corporate Action Fee Revisions Equity Securities, Conforming Structured Securities CD $3.15 New Fee Change Description $1.80

How to fill out corporate action fee revisions

How to fill out corporate action fee revisions:

Review the corporate action fee revision form:

1. Familiarize yourself with the form provided by your financial institution.
2. Ensure you have the required information and supporting documents.

Identify the type of corporate action:

1. Understand the specific corporate action for which the fee revision is required.
2. This could include dividend payments, stock splits, mergers, acquisitions, etc.

Gather necessary information:

1. Collect relevant details related to the corporate action, such as reference number, date, and description.
2. Ensure you have accurate information regarding your holdings or investments affected by the action.

Verify any eligibility criteria:

1. Check if there are any specific eligibility requirements for requesting a fee revision.
2. It may be necessary to meet certain conditions or hold specific account types.

Determine the revised fee amount:

1. Calculate the appropriate fee based on the corporate action and the fee revision guidelines.
2. Consult any provided fee schedules or contact your financial institution for clarification if needed.

Who needs corporate action fee revisions?

Companies or individuals who:

1. Have investments or holdings affected by a corporate action.
2. Must pay fees associated with the specific corporate action.
3. Seek a revision or adjustment to the fee amount due to certain circumstances or eligibility criteria.

Remember, each financial institution may have its own process and requirements for filling out corporate action fee revisions, so it's advisable to reach out to your specific institution for guidance if needed.

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What is corporate action fee revisions?

Corporate action fee revisions are changes made to the fees associated with corporate actions such as mergers, dividends, stock splits, etc.

Who is required to file corporate action fee revisions?

Financial institutions and companies involved in corporate actions are required to file corporate action fee revisions.

How to fill out corporate action fee revisions?

Corporate action fee revisions can be filled out electronically through the appropriate regulatory authority's online platform.

What is the purpose of corporate action fee revisions?

The purpose of corporate action fee revisions is to ensure transparency and accuracy in the fees associated with corporate actions.

What information must be reported on corporate action fee revisions?

Details of the corporate action, the old and new fees, and any other relevant information must be reported on corporate action fee revisions.