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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. 4649 / February 14, 2017, ADMINISTRATIVE PROCEEDING File No. 317845 ORDER INSTITUTING
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Morgan Stanley Smith Barney is a wealth management division of Morgan Stanley.
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Individuals or entities who have accounts with Morgan Stanley Smith Barney may be required to file certain reports or disclosures.
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To fill out Morgan Stanley Smith Barney forms or reports, one must provide accurate and complete information about their financial assets and transactions.
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The purpose of Morgan Stanley Smith Barney is to provide financial advisory and wealth management services to clients.
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Information such as account holdings, transactions, and financial performance may need to be reported on Morgan Stanley Smith Barney documents.
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