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DTCC charges both the issuer s transfer agent and the receiving Page 2 broker/dealer a fee of 0. 45 for each movement on the DRS. Since DRS s inception in 1996 until February 2013 the transfer agents processed DRS transfers to brokerage firms each party payingthe required fee to DTCC. Jesse 1H ill Edwardjones Principal Government and Regulatory Relations 12SS5 Manchester Road St. Louis MO 63131-3710 office RECEIVED August 19 2016 I AUG 222016 Mr. However in or around July 2013 transfer agents...
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