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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 82054 / November 13, 2017, ADMINISTRATIVE PROCEEDING File No. 318279 ORDER INSTITUTING
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Wells Fargo Advisors LLC is a registered investment advisory firm providing various financial services to clients.
Any individual or entity operating as an investment advisor under the Wells Fargo Advisors LLC name is required to file.
To fill out the Wells Fargo Advisors LLC form, individuals or entities must provide detailed information about their financial services and operations.
The purpose of Wells Fargo Advisors LLC is to offer investment advisory services to clients and help them manage their financial portfolios.
Information such as financial statements, investment strategies, client disclosures, and any potential conflicts of interest must be reported on Wells Fargo Advisors LLC.
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