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Issue 98216 November 9, 1998RULES AND RELATED MATTERSEXTENSION OF COMMENT PERIOD FOR PROPOSED BOOKS AND RECORDS REQUIREMENTS BROKERS AND DEALERS UNDER THE SECURITIES EXCHANGE ACT OF 1934The Commission
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SEC News Digest 11-9 is a summary of important news and events related to the Securities and Exchange Commission (SEC) issued on November 9th.
Any individual or entity that is involved in securities trading or investment activities may be required to file SEC News Digest 11-9.
SEC News Digest 11-9 can be filled out by providing relevant information such as news highlights, regulatory updates, market developments, and other SEC-related news.
The purpose of SEC News Digest 11-9 is to keep investors, market participants, and the general public informed about important news and events related to the SEC and the securities industry.
Information reported on SEC News Digest 11-9 may include new regulations, enforcement actions, market trends, speeches by SEC officials, and other significant developments in the securities industry.
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