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Page 54 of 60 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. ***** 7700. CHARGES FOR OTC REPORTING FACILITY, OTC

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Who needs exhibit 5:

1. Businesses or individuals involved in legal or contractual matters may require exhibit 5. This exhibit is commonly used in legal processes, such as court proceedings or contract negotiations.
2. Exhibit 5 may also be needed by financial institutions or auditors to provide supporting documentation or evidence related to financial transactions or agreements.
3. In some cases, government agencies or regulatory bodies may request exhibit 5 as part of their review or investigation processes.
4. Individuals or entities involved in mergers, acquisitions, or other corporate transactions may also require exhibit 5 to provide transparency and disclosure of relevant information.
5. Additionally, exhibit 5 may be needed by individuals or organizations involved in insurance claims or disputes, as it can serve as evidence or supporting documentation in these cases.

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What is exhibit 5?

Exhibit 5 is a form or document required to be filed with certain regulatory authorities.

Who is required to file exhibit 5?

Certain entities or individuals as determined by the specific regulations.

How to fill out exhibit 5?

Exhibit 5 must be completed according to the instructions provided by the regulatory authorities.

What is the purpose of exhibit 5?

The purpose of exhibit 5 is to provide specific information required by the regulatory authorities.

What information must be reported on exhibit 5?

Information such as financial data, ownership details, or other relevant data may need to be reported on exhibit 5.