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This document serves as the annual financial report for nonbank subsidiaries of bank holding companies, including balance sheets and income statements, as required by the Federal Reserve System.
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How to fill out fr y-11i - federalreserve

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How to fill out FR Y-11I

01
Gather relevant financial data for your institution.
02
Download the FR Y-11I form from the Federal Reserve's website.
03
Fill out the institution's identifying information at the top of the form.
04
Complete the balance sheet section with the most recent data.
05
Provide a summary of assets and liabilities as required by the form.
06
Fill in the income statement section accurately reflecting all income and expenses.
07
Review all entries for accuracy and completeness before submission.
08
Submit the form by the specified deadline using the electronic filing system.

Who needs FR Y-11I?

01
Financial holding companies in the United States.
02
Affiliated entities with consolidated assets that exceed the specified threshold.
03
Institutions required to report on their financial condition to the Federal Reserve.
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This report collects basic financial data from a domestic bank holding company (BHC), a savings and loan holding company (SLHC), Intermediate holding companies (IHCs) and a securities holding company (SHC) on a parent-only basis in the form of a balance sheet, an income statement, and supporting schedules relating to
Regulation Y governs the corporate practices of bank holding companies and certain practices of state-member banks. Regulation Y also describes transactions for which bank holding companies must seek and receive the Federal Reserve's approval.
The FR Y-11 consists of a balance sheet and income statement; information on changes in equity capital, changes in the allowance for loan and lease losses, off-balance-sheet items, and loans; and a memoranda section. The FR Y-11S collects four financial data items for less significant subsidiaries.
Purpose: The Federal Reserve System uses this information to monitor the activities of reportable companies to (1) ensure that the activities are conducted in a safe and sound manner and (2) assess the ability of a foreign banking organization (FBO) to continue being a source of strength to its U.S. banking operations.
FR Y-9C. Quarterly report filed by bank holding companies with the Federal Reserve. It contains consolidated balance sheet and income statement with detailed schedules including a schedule for off-balance-sheet items and regulatory capital.
Purpose: The Federal Reserve uses the FR Y-15 data to monitor, on an on-going basis, the systemic risk profile of the institutions which are subject to enhanced prudential standards under section 165 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).

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The FR Y-11I is a reporting form used by bank holding companies to provide information about their equity and the nature of their investments in nonbank subsidiaries.
Bank holding companies with total consolidated assets of $500 million or more that have nonbank subsidiaries are required to file the FR Y-11I.
To fill out the FR Y-11I, entities must provide their financial data and information regarding their nonbank subsidiaries according to the specific instructions outlined by the Federal Reserve's reporting guidelines.
The purpose of the FR Y-11I is to collect data on the financial condition and operations of nonbank subsidiaries owned by bank holding companies, which helps regulators in monitoring systemic risk.
The FR Y-11I requires reporting of information such as the balance sheet and income statement of each nonbank subsidiary, ownership structure, and any material changes in business operations.
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