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TRADING AUTHORIZATION AND INDEMNIFICATION FORM Complete this form to give a designated person limited trading authority or full trading authority on an account. Full trading authorization gives a

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What is trading authorization and indemnification?

Trading authorization is the process of granting someone the legal authority to make trades on behalf of another person or entity. Indemnification is a legal agreement in which one party agrees to compensate and protect another party from any potential losses or damages that may arise from trading activities.

Who is required to file trading authorization and indemnification?

The party or individual who has been granted trading authority, often known as the authorized trader, is required to file trading authorization and indemnification.

How to fill out trading authorization and indemnification?

To fill out trading authorization and indemnification, you need to provide the necessary information about the authorized trader, including their name, contact details, and any relevant identification or license numbers. Additionally, you may need to specify the scope of trading authority and the duration of the agreement. It is advisable to consult legal or financial professionals for accurate guidance on the specific requirements.

What is the purpose of trading authorization and indemnification?

The purpose of trading authorization and indemnification is to establish a legally binding agreement between the authorized trader and the party granting trading authority. It ensures that the authorized trader has the necessary legal power to make trades on behalf of the other party and protects both parties from potential losses or damages arising from these trading activities.

What information must be reported on trading authorization and indemnification?

The trading authorization and indemnification form typically require the following information to be reported: authorized trader's name, contact information, identification or license numbers, scope of trading authority, duration of the agreement, and any other specific details that may be required by the relevant regulatory authorities.

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