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This document is a Schedule 13D filing under the Securities Exchange Act of 1934, detailing the acquisition of shares in Carrols Restaurant Group, Inc. by Highland Investment Fund and Ótima Investments
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How to fill out schedule 13d - sec

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How to fill out SCHEDULE 13D

01
Identify the securities that are subject to the filing.
02
Gather the necessary information about the reporting person, including name, address, and reporting ownership.
03
Fill out the introductory statement, indicating the purpose of the Schedule 13D filing.
04
Detail the background of the reporting person, including their relationship to the issuer and any prior ownership.
05
Provide information about the securities, including the number of shares owned and any changes in ownership.
06
Disclose any contracts, arrangements, or understandings regarding the securities that might affect voting or disposition.
07
Complete the signature block, including the date of the filing.
08
Submit the Schedule 13D with the Securities and Exchange Commission (SEC) and ensure compliance with all instructions.

Who needs SCHEDULE 13D?

01
Any individual or entity that acquires more than 5% of a voting class of securities in an issuer must file Schedule 13D.
02
Investment firms and activists planning to influence the management or policies of a company.
03
Individuals or organizations involved in a merger or acquisition.
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People Also Ask about

Schedule 13D is a required SEC filing for entities acquiring more than 5% of the stock of a public company. It can signal an imminent corporate takeover. Significant information in the 13D includes the source of the funds used for the purchase.
Form uses. 13D filings allow the investing public to see who a public company's large shareholders are, and, perhaps more importantly, why they have an interest in the company. These filings may be a precursor to hostile takeovers, company breakups, and other "change of control" events.
The Securities and Exchange Commission (SEC) Schedule 13G form is an alternative filing for the Schedule 13D form and is used to report a party's ownership of stock which exceeds 5% of a company's total stock issue. Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
Individuals and entities are required to file their 13D & 13G disclosure within a 10-day period of becoming the owner of 5% or more shares. In the case of 13G, individuals and entities may have up to 45 days after year-end to file if their ownership remains below 10% or if there was no material change in ownership.
Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company.
Key Takeaways. Schedule 13D is a required SEC filing for entities acquiring more than 5% of the stock of a public company. It can signal an imminent corporate takeover.
Schedule 13D is a form that must be filed with the U.S. Securities and Exchange Commission (SEC) when a person or group acquires more than 5% of a voting class of a company's equity shares.
Schedule 13D is filed by a person that acquires more than 5% of a voting class of a company's equity securities registered under Section 12 of the Exchange Act and who does not otherwise qualify to file a short-form report on Schedule 13G.

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SCHEDULE 13D is a form that must be filed with the Securities and Exchange Commission (SEC) by anyone who acquires more than 5% of a publicly traded company's shares, providing detailed information about their ownership and intentions.
Individuals or entities who acquire beneficial ownership of more than 5% of any class of a company's equity securities registered under the Securities Exchange Act of 1934 are required to file SCHEDULE 13D.
To fill out SCHEDULE 13D, the filer must provide detailed information including their identity, the purpose of the acquisition, the source of funds, and any plans or proposals regarding the issuer of the shares, among other required disclosures.
The purpose of SCHEDULE 13D is to inform the SEC and other investors about significant acquisitions of a company’s shares and to disclose the intentions behind these acquisitions, helping to ensure transparency in the securities market.
SCHEDULE 13D requires the reporting of information such as the identity of the acquirer, the number of shares acquired, the purpose of the acquisition, source of funds, agreements with other parties, and any plans for future actions regarding the company.
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Relevant keywords

Schedule 13D Securities Exchange Act Carrols Restaurant Group Highland Investment Fund investment management shareholding disclosure common stock financial securities regulatory filing

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