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This document is a notification filed by Competitive Technologies, Inc. to inform the SEC of the late filing of its quarterly report (Form 10-Q) due to delays in completing financial statements.
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How to fill out form 12b-25 notification of
How to fill out FORM 12b-25 NOTIFICATION OF LATE FILING
01
Obtain FORM 12b-25 from the SEC website or your financial institution.
02
Fill in the company name and address at the top of the form.
03
Check the box indicating whether the notification is for a Form 10-K, Form 10-Q, or other applicable forms.
04
Provide the reason for the late filing in the specified section.
05
Include the expected date of filing and indicate if the delay is due to technical difficulties or other reasons.
06
Sign and date the form.
07
Submit the completed FORM 12b-25 electronically to the SEC.
08
Keep a copy for your records.
Who needs FORM 12b-25 NOTIFICATION OF LATE FILING?
01
Public companies that are unable to file their required reports on time.
02
Companies that need additional time to prepare and submit their financial statements.
03
Entities required to file under SEC regulations that face unavoidable delays.
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What is Form 12b-25 notification of late filing?
Simply, SEC Form 12b-25 notifies the SEC that an organization will be late in filing a particular report. To avoid penalties or other consequences, companies must file this form within one day after the original deadline.
Why would a company file a Form 25?
Rule 12b-25 provides that an annual or quarterly report shall be deemed timely filed if a Form 12b-25 making certain specified representations is filed no later than one business day after the due date of the annual or quarterly report, and the report itself is filed no later than fifteen or five calendar days,
Why would a company file a Form 25?
This form shall be used by registered national securities exchanges and issuers for notification of removal of a class of securities from listing on a national securities exchange and/or withdrawal of registration under section 12(b) of the Act (15 U.S.C. 78l(b)).
What is a late filing notice for the SEC?
SEC Form 12b-25, or Notice of Late Filing, is a document companies must file with the SEC when they will miss a filing deadline. SEC Form 12b-25 is required if publicly-traded companies will miss filing their 10-Q and 10-K financial reports by deadline.
What is the rule 12b-25 under the Securities Exchange Act of 1934 as amended?
The failure to file a required SEC report on time constitutes a violation of Section 13(a) of the Exchange Act and the SEC could suspend trading in the company's securities for up to 10 trading days or institute an administrative proceeding against the late filer, among other things, seeking revocation of the company's
What is Form 25 notification of removal from listing and or registration?
Rule 12b-25 provides that an annual or quarterly report shall be deemed timely filed if a Form 12b-25 making certain specified representations is filed no later than one business day after the due date of the annual or quarterly report, and the report itself is filed no later than fifteen or five calendar days,
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What is FORM 12b-25 NOTIFICATION OF LATE FILING?
FORM 12b-25 is a notification filed with the SEC by publicly traded companies that are unable to file an annual or quarterly report within the prescribed time frame.
Who is required to file FORM 12b-25 NOTIFICATION OF LATE FILING?
Any publicly traded company that is unable to file its required financial reports on time is required to file FORM 12b-25 to notify the SEC of the delay.
How to fill out FORM 12b-25 NOTIFICATION OF LATE FILING?
To fill out FORM 12b-25, companies need to provide information such as their name, SEC file number, the type of report being filed late, the date the report was due, and a brief explanation of the reasons for the delay.
What is the purpose of FORM 12b-25 NOTIFICATION OF LATE FILING?
The purpose of FORM 12b-25 is to formally inform the SEC and the public about the delay in filing required financial reports, thus helping to maintain transparency and compliance with federal securities laws.
What information must be reported on FORM 12b-25 NOTIFICATION OF LATE FILING?
The form requires information such as the company name, SEC file number, type of report, the due date of the report, the date the report will be filed, and an explanation for the delay.
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