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This document is filed to disclose changes in the beneficial ownership of securities by a person who is subject to the reporting requirements under Section 16 of the Securities Exchange Act of 1934.
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How to fill out ANNUAL STATEMENT OF CHANGES BENEFICIAL OWNERSHIP

01
Obtain the appropriate form for the Annual Statement of Changes in Beneficial Ownership from the relevant regulatory authority.
02
Fill in the identification details of the entity, including name, address, and registration number.
03
List all beneficial owners of the entity, including their names, addresses, and percentage of ownership.
04
Include any changes in beneficial ownership from the previous statement, making sure to specify the nature and date of these changes.
05
Review the filled form for accuracy and completeness before submission.
06
Submit the completed form to the designated regulatory authority by the specified deadline.

Who needs ANNUAL STATEMENT OF CHANGES BENEFICIAL OWNERSHIP?

01
Any company or legal entity that has experienced changes in its beneficial ownership during the reporting period.
02
Entities that are required to maintain transparency regarding ownership structures for compliance with applicable laws.
03
Companies seeking to fulfill regulatory obligations as part of anti-money laundering (AML) and combating the financing of terrorism (CFT) initiatives.
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People Also Ask about

Beneficial ownership information refers to identifying information about the individuals who directly or indirectly own or control a company. [Issued March 24, 2023]
Failure to file may become extremely costly, with civil penalties starting at $500 per day and criminal penalties of up to $10,000 and/or two years in prison.
Changes in beneficial ownership of property without changing legal ownership. A transfer of an equitable estate or interest in land or a transaction that results in a change in the beneficial ownership of land attracts duty at the same rates as a transfer of full legal title to land.
Beneficial ownership information refers to identifying information about the individuals who directly or indirectly own or control a company. [Issued March 24, 2023]
Beneficial ownership information refers to identifying information about the individuals who directly or indirectly own or control a company. [Issued March 24, 2023]
Changes in beneficial ownership of property without changing legal ownership. A transfer of an equitable estate or interest in land or a transaction that results in a change in the beneficial ownership of land attracts duty at the same rates as a transfer of full legal title to land.
A beneficial owner is someone who owns at least part of a property or other asset, even if its legal title is owned by someone else. That person can also vote on or otherwise influence decisions regarding transactions involving that asset or property. An example is a corporate shareholder.
Failure to file may become extremely costly, with civil penalties starting at $500 per day and criminal penalties of up to $10,000 and/or two years in prison.
A statement of change in equity (also referred to as a statement of retained earnings) is a business' financial statement that measures the changes in owners' equity throughout a specific accounting period. It covers the following elements: Net profit or loss. Dividend payments.
SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.

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The Annual Statement of Changes in Beneficial Ownership is a regulatory document that provides information on changes in the ownership of securities by corporate insiders, including officers, directors, and significant shareholders.
Individuals who are defined as insiders of a company, such as officers, directors, and beneficial owners of more than 10% of a company's equity securities, are required to file the Annual Statement of Changes in Beneficial Ownership.
The form should be filled out by providing details of the reporting person, the relationship to the company, the date of the transactions, the amount and class of securities, and any changes in ownership. It must be filed with the relevant regulatory body.
The purpose of the Annual Statement of Changes in Beneficial Ownership is to promote transparency in the securities markets by ensuring that the public is made aware of insider transactions, which can affect share prices and investor confidence.
The statement must report the insider's name, relationship to the company, date of the transaction, type of transaction (purchase, sale, or other), the number of shares involved, price per share, and any other relevant changes in beneficial ownership.
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