Get the free Form 12b-25 Notification of Late Filing - sec

This document serves as a notification to the Securities and Exchange Commission for a late filing of Form 10-QSB, detailing the reasons for the delay and providing necessary registrant information.

How to fill out form 12b-25 notification of

How to fill out Form 12b-25 Notification of Late Filing

1. Obtain Form 12b-25 from the SEC website or your regulatory authority.
2. Fill in the name of the company that is filing the notification.
3. Provide the company's SEC file number, if applicable.
4. Specify the form that is being filed late.
5. Indicate the due date of the original filing.
6. State the reason for the late filing, ensuring clarity and conciseness.
7. Provide the expected filing date for the late form.
8. Include contact information of the person responsible for the filing.
9. Sign and date the form, confirming the accuracy of the information provided.
10. Submit the completed Form 12b-25 electronically or via the prescribed method.

Who needs Form 12b-25 Notification of Late Filing?

1. Public companies that are unable to file certain reports or forms on time with the SEC.
2. Entities that need additional time to gather necessary information for compliance.
3. Companies facing delays in filing due to unforeseen circumstances.

People Also Ask about

What is Form 12b-25 notification of late filing?

Simply, SEC Form 12b-25 notifies the SEC that an organization will be late in filing a particular report. To avoid penalties or other consequences, companies must file this form within one day after the original deadline.

What happens if a SEC filing is late?

The failure to file a required SEC report on time constitutes a violation of Section 13(a) of the Exchange Act and the SEC could suspend trading in the company's securities for up to 10 trading days or institute an administrative proceeding against the late filer, among other things, seeking revocation of the company's

What does Form 25 do?

By filing SEC Form 25, a company notifies the SEC and the exchange of its intention to delist its securities, triggering a process that ultimately leads to the removal of the security from trading.

What is the securities and Exchange Act of 1934 as amended?

Also known as Exchange Act or '34 Act. The federal statute regulating the periodic reporting obligations of reporting companies, tender offers, certain trading practices, insider trading and the registration and conduct of broker-dealers.

What is SEC Form 25 filings?

SEC Form 25 is a document that a public corporation must submit under Rule 12d2-2 of the Securities Exchange Act of 1934, with the Securities and Exchange Commission (SEC) to delist its securities.

What is the rule 12b 25 of the Securities Exchange Act?

Form 12b-25 is the reporting form used by registrants to notify the SEC when the registrant is unable to file specified periodic reports (see SEC 3145.12) by the original due date. The requirement to notify the SEC and to file Form 12b-25 is set forth in Exchange Act Rule 12b-25(a).

Why would a company file a Form 25?

SEC Form 25, also known as the Notification of Removal from Listing and/or Registration under Section 12(b) of the securities Exchange act of 1934, is used to notify the SEC and the relevant stock exchanges when a company intends to delist or deregister its securities.

What is a 25 NSE filing?

1. The filing of the Form 25 (Sec. 249.25 of this chapter) by an issuer relates solely to the withdrawal of a class of securities from listing on a national securities exchange and/or from registration under section 12(b) of the Act (15 U.S.C.

What happens to shareholders when a company is delisted?

However, because compulsory delisting often happens when a company is in trouble, the share price might be lower than what you paid for them. You'll still own your shares legally, but their value might drop, and you can't trade them on the stock exchange.

What is the rule 12b-25 under the Securities Exchange Act of 1934 as amended?

Rule 12b-25 provides that an annual or quarterly report shall be deemed timely filed if a Form 12b-25 making certain specified representations is filed no later than one business day after the due date of the annual or quarterly report, and the report itself is filed no later than fifteen or five calendar days,

For pdfFiller’s FAQs

What is Form 12b-25 Notification of Late Filing?

Form 12b-25, officially known as the Notification of Late Filing, is a form that companies are required to file with the SEC to notify that they are unable to submit their required reports on time.

Who is required to file Form 12b-25 Notification of Late Filing?

Publicly traded companies that are unable to meet filing deadlines for certain SEC reports, including annual and quarterly reports, are required to file Form 12b-25.

How to fill out Form 12b-25 Notification of Late Filing?

To fill out Form 12b-25, companies must provide the name of the issuer, the period for which the report is being filed late, the expected filing date, the reasons for the delay, and other pertinent information. The form must be signed by an authorized individual.

What is the purpose of Form 12b-25 Notification of Late Filing?

The purpose of Form 12b-25 is to inform the SEC and the public that a company will not be able to file its required reports on time and to explain the reasons behind the delay.

What information must be reported on Form 12b-25 Notification of Late Filing?

Form 12b-25 requires reporting of the issuer's name, the specific form being filed late, the filing deadline, the reason for the delay, and an estimated date for when the report will be filed.