Get the free FORM 11-K - sec
Show details
Annual report for the Caterpillar 401(k) Plan, detailing financial statements and plan assets as required by ERISA.
We are not affiliated with any brand or entity on this form
Get, Create, Make and Sign form 11-k - sec
Edit your form 11-k - sec form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share your form instantly
Email, fax, or share your form 11-k - sec form via URL. You can also download, print, or export forms to your preferred cloud storage service.
How to edit form 11-k - sec online
To use our professional PDF editor, follow these steps:
1
Log in to your account. Click Start Free Trial and register a profile if you don't have one.
2
Simply add a document. Select Add New from your Dashboard and import a file into the system by uploading it from your device or importing it via the cloud, online, or internal mail. Then click Begin editing.
3
Edit form 11-k - sec. Rearrange and rotate pages, insert new and alter existing texts, add new objects, and take advantage of other helpful tools. Click Done to apply changes and return to your Dashboard. Go to the Documents tab to access merging, splitting, locking, or unlocking functions.
4
Save your file. Select it from your list of records. Then, move your cursor to the right toolbar and choose one of the exporting options. You can save it in multiple formats, download it as a PDF, send it by email, or store it in the cloud, among other things.
With pdfFiller, it's always easy to work with documents. Try it out!
Uncompromising security for your PDF editing and eSignature needs
Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
How to fill out form 11-k - sec
How to fill out FORM 11-K
01
Obtain FORM 11-K from the SEC website or your employer.
02
Review the instructions provided for the specific year you are filing.
03
Fill out the summary information section with your company's details.
04
List the employee benefit plan's name, plan sponsor, and plan number.
05
Report financial information related to the plan, including assets, liabilities, and any income.
06
Provide information about investments held by the plan.
07
Include notes or explanations for any significant transactions or changes.
08
Sign and date the form, confirming the accuracy of the information provided.
09
Submit the completed FORM 11-K electronically to the SEC by the due date.
Who needs FORM 11-K?
01
Companies that offer employee benefit plans requiring the filing of annual reports.
02
Plan sponsors who are responsible for the administration of employee benefit plans.
03
Businesses subject to the Employee Retirement Income Security Act (ERISA) regulations.
Fill
form
: Try Risk Free
People Also Ask about
Who is required to file 11k?
Form 11-K is the annual report form used by employee stock purchase, savings and similar plans, which have interests constituting securities registered under the Securities Act and are required to file reports under Section 15(d) of the Exchange Act.
What is the use of Form 11?
Form 11 EPF is a declaration form used by employees to join the Provident Fund and Pension Scheme. Any individual starting a new job in a company that is part of the Employees' Provident Fund and Family Pension Scheme must complete this form.
What is a Form 11-K?
The filing of Form 10-K is not limited to large corporations; it applies to companies of all sizes that meet the criteria for being publicly traded. This includes both domestic and foreign companies whose securities are listed on U.S. exchanges or are registered with the SEC.
What is form 11-k used for?
Key Takeaways. SEC Form 11-K records all insider or employee activity involving the buying and selling of a company's stock. The form is used to report employee transactions as well as transactions involving employee stock purchase savings or retirement plans.
For pdfFiller’s FAQs
Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.
What is FORM 11-K?
FORM 11-K is an annual report that employee benefit plans must file with the Securities and Exchange Commission (SEC) to provide information about the plan's financial statements and investment details.
Who is required to file FORM 11-K?
FORM 11-K must be filed by companies that sponsor employee benefit plans that are registered under the Securities Exchange Act, specifically plans that involve employee stock purchases.
How to fill out FORM 11-K?
To fill out FORM 11-K, the plan administrator must gather financial statements, investment details, and participant information, and then complete the form according to the SEC's guidelines and instructions provided for this specific filing.
What is the purpose of FORM 11-K?
The purpose of FORM 11-K is to provide transparency and accountability regarding employee benefit plans, ensuring that participants and regulators can access the financial health and investment activities of the plans.
What information must be reported on FORM 11-K?
FORM 11-K must include information such as the plan's financial statements, changes in net assets, funding status, plan investments, and certain participant information related to the plan's operations.
Fill out your form 11-k - sec online with pdfFiller!
pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.
Form 11-K - Sec is not the form you're looking for?Search for another form here.
Relevant keywords
Related Forms
If you believe that this page should be taken down, please follow our DMCA take down process
here
.
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.
