Get the free Form 4 - Statement of Changes in Beneficial Ownership - sec
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This document is a regulatory filing with the SEC, required under Section 16(a) of the Securities Exchange Act of 1934, indicating changes in beneficial ownership of equity securities by directors
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How to fill out form 4 - statement
How to fill out Form 4 - Statement of Changes in Beneficial Ownership
01
Obtain the latest version of Form 4 from the relevant regulatory authority's website.
02
Fill in the full name of the reporting person in the designated section.
03
Provide the title of the securities involved in the change of ownership.
04
Indicate the transaction date and the number of shares acquired or disposed of.
05
Specify the nature of the ownership (e.g., direct or indirect).
06
Review the form to ensure all required information is accurately filled out.
07
Sign and date the form at the bottom to certify the accuracy of the information.
08
Submit the completed Form 4 to the regulatory authority within the required timeframe.
Who needs Form 4 - Statement of Changes in Beneficial Ownership?
01
Individuals or entities that hold securities in a publicly traded company and experience any changes in their beneficial ownership.
02
Corporate officers, directors, and significant shareholders owning more than 10% of a class of securities.
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What is the statement of beneficial ownership?
1. What is beneficial ownership information? BOI encompasses details about individuals who directly or indirectly own or control a company. Identifying these owners is crucial to understanding who you are doing business with so decisions can be made with confidence and within risk tolerance.
What is a Form 4 statement of changes in beneficial ownership?
In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
What is a statement of beneficial ownership?
Form 4 is stored and indexed in Edgar system. PATEL AKASH S. Statement of changes in beneficial ownership for issuer NET Power Inc.
Who must file Form 4?
Beneficial ownership information refers to identifying information about the individuals who directly or indirectly own or control a company. [Issued March 24, 2023]
What does change of beneficial ownership mean?
Changes in beneficial ownership of property without changing legal ownership. A transfer of an equitable estate or interest in land or a transaction that results in a change in the beneficial ownership of land attracts duty at the same rates as a transfer of full legal title to land.
What is the purpose of the Form S 4?
A Form S-4 is a M&A registration statement required under the Securities Act of 1933. The purpose of this statement is to give the public notice of a pending merger or acquisition.
What does it mean when a Form 4 is filed?
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
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What is Form 4 - Statement of Changes in Beneficial Ownership?
Form 4 is a document required by the Securities and Exchange Commission (SEC) for reporting changes in the beneficial ownership of securities by certain individuals, including corporate insiders. This form is designed to inform the public of changes in the ownership status of these individuals.
Who is required to file Form 4 - Statement of Changes in Beneficial Ownership?
Individuals required to file Form 4 include corporate officers, directors, and other insiders of publicly traded companies who acquire or dispose of securities in the company.
How to fill out Form 4 - Statement of Changes in Beneficial Ownership?
To fill out Form 4, individuals must provide details such as their name, the name of the issuer, the date of the transaction, the amount of securities involved, the price per share, and the nature of the ownership (direct or indirect). The completed form must then be submitted electronically through the SEC's EDGAR system.
What is the purpose of Form 4 - Statement of Changes in Beneficial Ownership?
The purpose of Form 4 is to enhance transparency in the securities market by disclosing changes in ownership by individuals with privileged information about the companies they represent, thus allowing investors to make informed decisions.
What information must be reported on Form 4 - Statement of Changes in Beneficial Ownership?
Form 4 must report information including the insider's name, the issuer's name, the date of the transaction, the nature of the transaction (purchase, sale, etc.), the number of shares involved, the price per share, the types of ownership, and any other relevant details concerning the transaction.
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