Get the free Form 10-KSB for the fiscal year ended December 31, 2007 - sec

This document is a review letter from the SEC addressing comments and concerns regarding filings made by National Investment Managers Inc., specifically concerning their financial statements and compliance

How to fill out form 10-ksb for form

How to fill out Form 10-KSB for the fiscal year ended December 31, 2007

1. Gather financial data for the fiscal year ending December 31, 2007.
2. Start with the cover page, filling in the company’s name, address, and SEC file number.
3. Complete the business section, providing details about the company's operations, products, and markets.
4. Fill out the risk factors section, outlining potential risks to the business.
5. Include the management's discussion and analysis, discussing financial results and trends.
6. Prepare the financial statements, including the balance sheet, income statement, and cash flow statement.
7. Ensure notes to the financial statements are clear and provide necessary details.
8. Complete the management and executive compensation section, detailing remuneration paid to executives.
9. Verify that all sections are properly formatted and comply with SEC regulations.
10. Submit the completed Form 10-KSB electronically through the EDGAR system.

Who needs Form 10-KSB for the fiscal year ended December 31, 2007?

1. Public companies with less than $25 million in assets and annual revenues prefer using Form 10-KSB.
2. Investors looking for comprehensive financial reports and business outlook on smaller public companies.
3. Regulatory bodies that require detailed financial disclosures from smaller reporting companies.

People Also Ask about

Who is required to file Form 10-K?

What is a 10-K form? Every publicly traded company is required to file financial reports with the Securities and Exchange Commission, or the SEC. The SEC Form 10-K offers a comprehensive snapshot of the company's financial health throughout the year, almost like an annual report for the business numbers.

What is Form 10-K annual report?

The annual report on Form 10-K provides a comprehensive overview of the company's business and financial condition and includes audited financial statements.

What is included in the 10K report?

Form 10-K is an annual comprehensive report filed by publicly traded companies with the SEC, detailing their financial performance and business operations. It includes audited financial statements, management's discussion and analysis, risk factors, and other important disclosures.

What is form 10ksb?

Small business issuers are requested to indicate in a transmittal letter with the Form 10-KSB whether the financial statements in the report reflect a change from the preceding year in any accounting principles or practices or in the methods of application of those principles or practices.

What is a Form 10-K annual report?

Among other things, the 10-K offers a detailed picture of a company's business, the risks it faces, and the operat- ing and financial results for the fiscal year. Company management also discusses its perspective on the busi- ness results and what is driving them.

For pdfFiller’s FAQs

What is Form 10-KSB for the fiscal year ended December 31, 2007?

Form 10-KSB is a filing required by the U.S. Securities and Exchange Commission (SEC) for small businesses to report their annual financial performance, disclosures, and other relevant information for the fiscal year ended December 31, 2007.

Who is required to file Form 10-KSB for the fiscal year ended December 31, 2007?

Companies that meet the criteria for smaller reporting companies, which typically have less than $25 million in public float or annual revenues, are required to file Form 10-KSB.

How to fill out Form 10-KSB for the fiscal year ended December 31, 2007?

To fill out Form 10-KSB, companies must provide detailed information and financial statements, including balance sheets, income statements, cash flow statements, and management's discussion and analysis, all according to SEC guidelines.

What is the purpose of Form 10-KSB for the fiscal year ended December 31, 2007?

The purpose of Form 10-KSB is to provide investors with comprehensive information about the financial condition and performance of smaller public companies, ensuring transparency and promoting informed investment decisions.

What information must be reported on Form 10-KSB for the fiscal year ended December 31, 2007?

Form 10-KSB must include information such as the company's business description, financial statements, management analysis, executive compensation, and details about risks and uncertainties affecting the business.