Get the free FORM 12b-25 - sec

This form is used by companies to notify the Securities and Exchange Commission (SEC) of a late filing of certain financial reports, detailing reasons and expected filing dates.

How to fill out form 12b-25 - sec

How to fill out FORM 12b-25

1. Download FORM 12b-25 from the appropriate regulatory agency's website.
2. Fill in the entity's name at the top of the form.
3. Enter the SEC file number associated with the filing.
4. Specify the period for which the financial report is being filed.
5. Provide contact information for the person completing the form.
6. Indicate the reason for the late filing in the designated section.
7. State any expected date for the completion of the required filing.
8. Review the form for accuracy and completeness.
9. Sign and date the form where indicated.
10. Submit the completed FORM 12b-25 to the SEC via the specified submission method.

Who needs FORM 12b-25?

1. Companies that need to file a late report with the SEC.
2. Publicly traded companies that anticipate a delay in filing their periodic reports.
3. Entities required to provide financial disclosures under federal securities laws.

People Also Ask about

What is Form 10 of the SEC?

What Is SEC Form 15-12B? SEC Form 15-12B is a certification of termination of registration of a class of security under Section 12(g) or notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the 1934 Securities Exchange Act Section 12(b).

Why would a company file a Form 25?

Form 10 is the basic registration form under the Exchange Act. It is to be used in all cases where no other form is prescribed. Form 10 is used to register securities under either Section 12(b) or Section 12(g) of the Exchange Act.

What is the purpose of the form 10?

The new form 10 IEA can be used to indicate the preference for the old tax regime by Individuals, HUF, AOP (other than co-operative societies), BOI & Artificial Judicial Persons (AJP) having income from business and profession.

What is the SEC 10 rule?

Section 10(b) makes it unlawful to “use or employ, in connection with the purchase or sale of any security” a “manipulative or deceptive device or contrivance in contravention of such rules and regulations as the [SEC] may prescribe.” 15 U.S.C.

What entities are required to file a Form 10-K with the SEC?

Most U.S. public compa- nies are required to produce a 10-K each year and file it with the U.S. Securities and Exchange Commission (SEC). (Non-U.S. public companies usually file their annual reports with the SEC on different forms.) SEC rules require that 10-Ks follow a set order of topics.

What is the 12B-25 form?

Form 12b-25 requires companies to explain or confirm several details, including: Forms requiring an extension. Information about the business. Whether the company can reasonably file the report by the end of the extension.

For pdfFiller’s FAQs

What is FORM 12b-25?

FORM 12b-25 is a notification form filed with the Securities and Exchange Commission (SEC) by companies to request an extension for filing certain periodic reports, typically due to an inability to provide complete information on time.

Who is required to file FORM 12b-25?

Any reporting company that is unable to file its required periodic reports with the SEC by the due date may file FORM 12b-25 to request an extension, including public companies subject to SEC reporting requirements.

How to fill out FORM 12b-25?

To fill out FORM 12b-25, a company must provide information including its identity, the report being filed late, reasons for the delay in filing, and the expected filing date.

What is the purpose of FORM 12b-25?

The purpose of FORM 12b-25 is to notify the SEC and inform investors about the delay in filing, while allowing companies additional time to prepare their reports before the new deadline.

What information must be reported on FORM 12b-25?

FORM 12b-25 must include the company's name, SEC file number, the report being delayed, reasons for the delay, and the date when the report is expected to be filed.