Get the free Form 4 - Statement of Changes in Beneficial Ownership - sec
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This form is used to report changes in beneficial ownership of securities in accordance with Section 16 of the Securities Exchange Act of 1934.
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How to fill out form 4 - statement
How to fill out Form 4 - Statement of Changes in Beneficial Ownership
01
Obtain a copy of Form 4 from the SEC website or your broker.
02
Fill in the name of the reporting person at the top of the form.
03
Provide the name of the issuer and the CIK number of the company.
04
Indicate the date of the transaction in the designated field.
05
Specify the form of ownership (direct or indirect) and the nature of the beneficial ownership.
06
List the securities involved in the transaction, including the number of shares and the type of security.
07
Fill out the price of the transaction and the amount of securities acquired or disposed of.
08
If applicable, include any applicable exemptions under which the transaction was made.
09
Sign and date the form, certifying the accuracy of the information provided.
10
Submit the completed form electronically to the SEC and keep a copy for your records.
Who needs Form 4 - Statement of Changes in Beneficial Ownership?
01
Form 4 is required to be filed by directors, officers, and beneficial owners of more than 10% of a class of equity securities of a publicly traded company.
02
Any individual or entity that experiences changes in their beneficial ownership of these securities must file Form 4.
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What is the statement of beneficial ownership?
1. What is beneficial ownership information? BOI encompasses details about individuals who directly or indirectly own or control a company. Identifying these owners is crucial to understanding who you are doing business with so decisions can be made with confidence and within risk tolerance.
What is a Form 4 statement of changes in beneficial ownership?
In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
What is a statement of beneficial ownership?
Form 4 is stored and indexed in Edgar system. PATEL AKASH S. Statement of changes in beneficial ownership for issuer NET Power Inc.
Who must file Form 4?
Beneficial ownership information refers to identifying information about the individuals who directly or indirectly own or control a company. [Issued March 24, 2023]
What does change of beneficial ownership mean?
Changes in beneficial ownership of property without changing legal ownership. A transfer of an equitable estate or interest in land or a transaction that results in a change in the beneficial ownership of land attracts duty at the same rates as a transfer of full legal title to land.
What is the purpose of the Form S 4?
A Form S-4 is a M&A registration statement required under the Securities Act of 1933. The purpose of this statement is to give the public notice of a pending merger or acquisition.
What does it mean when a Form 4 is filed?
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
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What is Form 4 - Statement of Changes in Beneficial Ownership?
Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) by insiders of a company to report changes in their beneficial ownership of the company's securities.
Who is required to file Form 4 - Statement of Changes in Beneficial Ownership?
Insiders of a company, including officers, directors, and shareholders with more than 10% ownership of the company's stock, are required to file Form 4.
How to fill out Form 4 - Statement of Changes in Beneficial Ownership?
To fill out Form 4, insiders must provide details of their transactions involving the company's securities, including the date of the transaction, the type of security, the amount, and the price paid or received.
What is the purpose of Form 4 - Statement of Changes in Beneficial Ownership?
The purpose of Form 4 is to provide transparency in the trading activities of insiders, helping to inform the public and other investors about potential insider trading and ownership changes.
What information must be reported on Form 4 - Statement of Changes in Beneficial Ownership?
Form 4 must report information such as the name of the insider, the relationship to the company, the date of the transaction, the type of transaction, the amount of securities involved, and any changes in beneficial ownership.
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