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Get the free FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP - sec

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This form is used to report changes in beneficial ownership of securities by insiders, as required by the Securities Exchange Act of 1934.
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How to fill out FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

01
Obtain the FORM 4: Download the official FORM 4 template from the relevant regulatory agency's website.
02
Identify the reporting person: Enter the name and address of the person reporting the change in beneficial ownership.
03
Enter the relationship: Specify the relationship of the reporting person to the company (e.g., officer, director, 10% owner).
04
Fill out the transaction date: Input the date when the change in ownership occurred.
05
Report the transaction details: Provide specifics about the transaction, including the number of securities involved, price per share, and nature of the transaction (e.g., purchase, sale).
06
List any previous ownership: If applicable, report the previous beneficial ownership prior to the transaction.
07
Sign and date the form: The reporting person must sign and date the form to certify the information is accurate.
08
Submit the form: File FORM 4 electronically or by mail to the appropriate regulatory body within the required timeframe.

Who needs FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP?

01
FORM 4 is required to be filed by corporate officers, directors, and any beneficial owners of more than 10% of a class of equity security registered under Section 12 of the Securities Exchange Act of 1934, especially when there are changes in ownership.
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FORM 4 is a document required by the Securities and Exchange Commission (SEC) that must be filed by insiders of a publicly traded company to report changes in their ownership of the company's securities.
Insiders of the company, which typically include directors, officers, and any shareholders who own more than 10% of a class of the company's equity securities, are required to file FORM 4.
To fill out FORM 4, the filer must provide details such as their name, relationship to the issuer, the date of the transaction, the number of securities bought or sold, and the price at which the transaction occurred. The form must be submitted electronically via the SEC's EDGAR system.
The purpose of FORM 4 is to ensure transparency in the trading activities of corporate insiders, allowing investors to be informed about the ownership changes that may influence their investment decisions.
The information reported on FORM 4 includes the insider's name, the date of the transaction, the type of transaction (purchase or sale), the amount of securities involved, the price per security, and any changes in ownership.
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