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This form is used to notify the Securities and Exchange Commission (SEC) regarding a delay in filing financial reports, specifically the Form 11-K, which typically pertains to employee stock ownership
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How to fill out form 12b-25 - sec
How to fill out FORM 12b-25
01
Start at the top of the FORM 12b-25 and enter the name of the registrant.
02
Provide the registrant's address, including city, state, and ZIP code.
03
Fill in the contact information of the person preparing the form, including name, title, and phone number.
04
Specify the period for which the report is being filed.
05
Indicate the type of form being filed and the reason for the filing delay.
06
Complete the 'Final Due Date' section with the date on which the report is due.
07
Check the appropriate boxes regarding the delay and the reason for the extension.
08
Review the certification section and provide the signature of an authorized person.
09
Submit the completed form to the appropriate regulatory agency.
Who needs FORM 12b-25?
01
Companies that require an extension on filing their periodic reports with the SEC.
02
Entities that have experienced unexpected delays in gathering necessary information for reports.
03
Registrants who cannot meet the standard filing deadline due to unforeseen circumstances.
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People Also Ask about
What is Form 10 of the SEC?
What Is SEC Form 15-12B? SEC Form 15-12B is a certification of termination of registration of a class of security under Section 12(g) or notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the 1934 Securities Exchange Act Section 12(b).
Why would a company file a Form 25?
Form 10 is the basic registration form under the Exchange Act. It is to be used in all cases where no other form is prescribed. Form 10 is used to register securities under either Section 12(b) or Section 12(g) of the Exchange Act.
What is the purpose of the form 10?
The new form 10 IEA can be used to indicate the preference for the old tax regime by Individuals, HUF, AOP (other than co-operative societies), BOI & Artificial Judicial Persons (AJP) having income from business and profession.
What is the SEC 10 rule?
Section 10(b) makes it unlawful to “use or employ, in connection with the purchase or sale of any security” a “manipulative or deceptive device or contrivance in contravention of such rules and regulations as the [SEC] may prescribe.” 15 U.S.C.
What entities are required to file a Form 10-K with the SEC?
Most U.S. public compa- nies are required to produce a 10-K each year and file it with the U.S. Securities and Exchange Commission (SEC). (Non-U.S. public companies usually file their annual reports with the SEC on different forms.) SEC rules require that 10-Ks follow a set order of topics.
What is the 12B-25 form?
Form 12b-25 requires companies to explain or confirm several details, including: Forms requiring an extension. Information about the business. Whether the company can reasonably file the report by the end of the extension.
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What is FORM 12b-25?
FORM 12b-25 is a notification form used by companies to inform the Securities and Exchange Commission (SEC) that they are unable to file their required periodic reports on time.
Who is required to file FORM 12b-25?
Companies that are required to file periodic reports with the SEC, such as Form 10-K or Form 10-Q, and are unable to do so by the due date must file FORM 12b-25.
How to fill out FORM 12b-25?
FORM 12b-25 must be filled out with specific information, including the company's name, SEC file number, the type of report that is late, the due date for the report, and an explanation for the delay. It can be submitted electronically through the SEC's EDGAR system.
What is the purpose of FORM 12b-25?
The purpose of FORM 12b-25 is to provide an extension for filing certain reports with the SEC, allowing companies additional time to prepare their filings and maintain compliance with SEC regulations.
What information must be reported on FORM 12b-25?
The information that must be reported on FORM 12b-25 includes the name of the company, SEC file number, details of the report that is late, a statement of reasons for the delay, and the expected filing date for the late report.
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